HKEx Directors Training | 19 | Model Code for Securities Transactions by Listed Issuers’ Directors
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including the restrictions on directors’ dealing in the company’s securities under the Model Code. The dealing restriction applies (among others) when directors possess inside information and during “blackout periods” prior to the publication of the company’s financial results. Charltons is a dynamic independent Hong Kong law firm focussed on IPOs, Listing Rules, the Takeovers Code, Hong Kong SFC regulatory matters, M&A and corporate finance deals.
HKEx Directors Training | 25 | The Code on Share Buy-backs
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including the requirements for share buy-backs. Charltons is a dynamic independent Hong Kong...
HKEx Directors Training | 24 | The Takeovers Code
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including the requirements for takeovers. Charltons is a dynamic independent Hong Kong law firm...
HKEx Directors Training | 23 | The Codes on Takeovers & Mergers and Share Buy-backs
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including the requirements for takeovers, mergers and share buy-backs. Charltons is a dynamic...
HKEx Directors Training | 22 | Market Misconduct
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including the rules on market misconduct. Charltons is a dynamic independent Hong Kong law firm...
HKEx Directors Training | 21 | Insider Dealing (Section 270 & 291 of the SFO)
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HKEx Directors Training | 20 | Disclosure of Interests under Part XV Securities and Futures Ordinance
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including their obligations to disclose their interests (and those of their associates) in...
HKEx Directors Training | 18 | Corporate Governance Code
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including their obligations under the Corporate Governance Code set out in Appendix 14 to the...
HKEx Directors Training | 17 | Corporate Governance
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including their obligations in terms of corporate governance. This covers Listing Rules’...
HKEx Directors Training | 16 | Connected Transactions
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including the requirements for connected transactions. This covers the definitions of connected...
HKEx Directors Training | 15 | Notifiable Transactions
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including the requirements for notifiable transactions. This covers the classification of...
HKEx Directors Training | 14 | New Securities Issues
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including the methods and requirements for new issues of securities. Charltons is a dynamic...
HKEx Directors Training | 13 | Shareholders’ Meetings
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors and the requirements relating to convening and the conduct of board meetings including voting...
HKEx Directors Training | 12 | Board Meetings
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors and the obligations relating to holding board meetings including voting and announcement...
HKEx Directors Training | 11 | Financial Disclosure Obligations
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors and their obligations to disclose its financial information. Charltons is a dynamic independent...
HKEx Directors Training |10 | Issued Share Change Disclosure
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors and their obligations to disclose changes in the number of its issued shares. Charltons is a...
HKEx Directors Training | 9 | HKEx Document Prevetting
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including their obligation to submit certain documents to HKEx for review and approval prior to...
HKEx Directors Training | 8 | Listco Announcement Obligations
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including listed companies’ obligations to publicly disclose a wide range of information in...
HKEx Directors Training | 7 | HKEx Disclosure Obligations
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors. This podcast focusses on directors’ obligations under the Listing Rules to publicly disclose...
HKEx Directors Training | 6 | Disclosing Inside Information
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors and their obligation to publicly disclose price sensitive information – referred to as “inside...
HKEx Directors Training | 5 | Disclosure to Analysts
Charltons Hong Kong law firm explains the major Hong Kong laws and regulations and HKEx Listing Rules applicable to HKEx listed company directors and the restrictions on providing material information about the company or its...
HKEx Directors Training | 4 | Prospectus Liability
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors and directors’ potential liability for inaccurate information included in the listing document....
HKEx Directors Training | 3 | HKEx Listing Rule Breaches
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors and the potential consequences of breaching HKEx Listing Rule obligations. Charltons is a...
HKEx Directors Training | 1 & 2 | HKEx Listco Directors’ Duties
Explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors and the duties of HKEx listed company directors under HKEx Listing Rule 3.08 requiring HKEx listed company directors to...