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Join Charltons on 30 April 2021 for a webinar on the SFC’s consultation launched on 8 February 2021 on a proposed Code of Conduct for Hong Kong Bookbuilding and Placing Activities in Equity Capital Market and Debt Capital Market transactions and a proposal to introduce HKEX sponsor coupling, which would require at least one overall coordinator (OC) to also act as sponsor.

The webinar will cover:

Introduction and Overview of SFC Proposals

• Key features of the SFC’s proposals
• Overview of what the SFC proposals seek to address

Overview of Hong Kong’s Equity and Debt Capital Markets and Current Market Practices

• Overview of Hong Kong capital markets
• Overview of price discovery process

SFC Proposed Code of Conduct

• Scope of coverage
• Types of offerings
• Intermediaries, terminology and definitions
• Standards of conduct expected of intermediaries

HKEX Sponsor Coupling Proposal

• Overview of SFC findings from soft consultations
• Proposed requirements

You can watch the webinar by following the link.