by cladmin | Dec 19, 2007 | Hong Kong Law
Download the Word SFC Proposes To Mandate Electronic Submission Of Disclosure Of Interests Notices And Licensed Corporations’ Financial Returns HKEx Signs MOU With Hochiminh And Mongolia Stock Exchanges Introduction The SFC has recently published two consultation...
by cladmin | Nov 26, 2007 | Hong Kong Law
Download the Word Introduction 1. New Term: “Non-Hong Kong Company” 2. Modernisation Of The Registration Regime For Non-Hong Kong Companies 3. Reporting Changes In Respect Of Non-Hong Kong Companies 4. Filing Of Annual Returns And Accounts 5. Registration Of Charges...
by cladmin | Nov 14, 2007 | Hong Kong Law
Download the Word Introduction Background Rationale for WPIP-posting Timing of WPIP-posting Requirement for Sponsor confirmation Changes to the WPIP No pre-vetting or approval of WPIP by Exchange or SFC is required Language of the WPIP Content requirements of a WPIP...
by cladmin | Nov 6, 2007 | Hong Kong Law
Download the Word Introduction Background Convertible Bond Decisions Introduction Hong Kong Exchanges and Clearing Limited (HKEx) has published Series 59 of the listing decisions dealing with pre-IPO issues of convertible bonds. The decisions considered whether...
by cladmin | Oct 8, 2007 | Hong Kong Law
Download the Word 1. Practice Note 1 – Partial Offers 2. Practice Note 2 (PN2) – Treatment Of Profit Forecasts Required By Overseas Jurisdictions 3. Practice Note 3 (PN3) – Implementation Of Phase 1 Of The Electronic Disclosure Project And The Application Of Rule 19.1...
by cladmin | Oct 3, 2007 | Hong Kong Law
Download the Word Introduction 1. Securities Borrowing And Lending 2. Dealings By Connected Discretionary Fund Managers And Principal Traders 3. Privatisations And Delisting Annex A Introduction The Securities and Futures Commission (SFC) released a consultation paper...
