by cladmin | Dec 22, 2003 | Hong Kong Law
Download the Word Introduction A. Guidelines On Use Of Offer Awareness And Summary Disclosure Materials In Offerings Of Shares And Debentures Under The Companies Ordinance B. Guidelines On Using A “Dual Prospectus” Structure To Conduct Programme Offers Of Shares Or...
by cladmin | Nov 18, 2003 | Hong Kong Law
Download the Word A. Introduction B. Prohibition On Unauthorised Investment Advertisements C. Authorisation Of Collective Investment Schemes D. Other Offences Under Part IV SFO E. Appeals To The Securities And Futures Appeals Tribunal Annex A A. Introduction Part IV...
by cladmin | Oct 16, 2003 | Hong Kong Law
Download the Word Introduction New Single Licence Regime Regulated Activities Licence Types Responsible Officers Registered Institutions Exemptions And Exclusions Temporary Licences Provisional Licences Conduct Outside Hong Kong Transitional Arrangements Public...
by cladmin | Oct 1, 2003 | Hong Kong Law
Download the Word Options Disclosure Of Short Positions Buying And Selling Shares Disclosure Obligations Resulting From Share Repurchases And Placements Wholly Owned Group Exemption Rights Issues Disaggregated Group Interests Exempt Security Interests Interaction Of...
by cladmin | Sep 24, 2003 | Hong Kong Law
Download the Word Introduction Scope Of The Rules Primary Stabilising Actions Ancillary Stabilising Actions Time Limits For Stabilising Actions Price Limits For Stabilising Actions Restrictions On Stabilisation What Is The Role Of The Stabilising Manager? Disclosure...
by cladmin | Jun 20, 2003 | Hong Kong Law
Download the Word Acceptable Sponsors and IFAs The Code of Conduct Sponsors’ Due Diligence Declaration by Sponsors and Lead Underwriters IFAs’ Due Diligence and Declaration Individuals’ Undertakings On-going Advice for Listed Issuers Independence of Sponsors and IFAs...
