by teddyromulo | Jun 17, 2019 | Hong Kong Law
Download the PDF Download the Word Introduction The Facts Introduction The Securities and Futures Commission (SFC) has reprimanded and imposed fines totalling HK$27 million on China Merchants Securities (HK) Co., Limited (China Merchants) for IPO sponsor due diligence...
by teddyromulo | Jun 14, 2019 | Hong Kong Law
Download the PDF Download the Word The Stock Exchange of Hong Kong (HKEx) published its Consultation Conclusions on its Proposal Relating to Listed Issuers with Disclaimer or Adverse Audit Opinion on Financial Statements on 24 May 2019, adopting the proposal...
by teddyromulo | Jun 5, 2019 | Hong Kong Law
Download the PDF Download the Word On 22 May 2019, Hong Kong’s Financial Reporting Council (FRC) signed a Memorandum of Understanding with the Supervision and Evaluation Bureau (SEB) of China’s Ministry of Finance (MOF), giving the FRC...
by NewsLetter Adminstrator | May 6, 2019 | Hong Kong Law
Download the PDF Download the Word Hong Kong’s International Arbitration Centre became the first foreign venue to be allowed to arbitrate certain corporate disputes involving Russian companies on 4 April 2019.[1] The move follows reforms to Russia’s arbitration...
by NewsLetter Adminstrator | Apr 11, 2019 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission (SFC) has reprimanded and imposed record fines totalling HK$ 786.7 million on four investment banks for IPO due diligence failures in their sponsorship of applications to list on the Hong Kong...
by NewsLetter Adminstrator | Apr 3, 2019 | Hong Kong Law
Download the PDF Download the Word The Hong Kong Monetary Authority (HKMA) issued the first three virtual banking licences on 27 March 2019 allowing the licensees to operate as virtual banks in one of Hong Kong’s first steps in ushering in the new era of smart banking...
