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SFC Publishes Consultation Conclusions on OTC Derivatives and Conduct Risks

SFC Publishes Consultation Conclusions on OTC Derivatives and Conduct Risks

by NewsLetter Adminstrator | Jan 10, 2019 | Hong Kong Law

Download the PDF Download the Word On 12 December 2018, Hong Kong’s securities regulator, the Securities and Futures Commission (SFC) issued its consultation conclusions[1] on amendments to the Hong Kong code of conduct for Persons Licensed by or Registered...
Amendments to Hong Kong Code on Unit Trusts and Mutual Funds effective 1 January 2019

Amendments to Hong Kong Code on Unit Trusts and Mutual Funds effective 1 January 2019

by NewsLetter Adminstrator | Jan 8, 2019 | Hong Kong Law

Download the PDF Download the Word Introduction On 6 December 2018, Hong Kong’s Securities and Futures Commission (SFC) released its consultation conclusions[1] to its consultation[2] on proposed amendments to the Hong Kong Code on Unit Trusts and...
Driving Private Financing for Green Industries in Hong Kong – The Catalytic Role of a Green Investment Bank

Driving Private Financing for Green Industries in Hong Kong – The Catalytic Role of a Green Investment Bank

by NewsLetter Adminstrator | Jan 4, 2019 | Hong Kong Law

Download the PDF Download the Word The Financial Services Business Council (FSBC) of the European Chamber of Commerce in Hong Kong (EuroCham) published a briefing paper, “Driving Private Financing for Green Industries in Hong Kong – The Catalytic Role of a Green...
HKEx Publishes Review of Corporate Governance Practices and Updates Guidance on ESG Reporting

HKEx Publishes Review of Corporate Governance Practices and Updates Guidance on ESG Reporting

by NewsLetter Adminstrator | Dec 24, 2018 | Hong Kong Law

Download the PDF Download the Word On 16 November 2018, the Stock Exchange of Hong Kong Limited (HKEx) issued its latest review of issuers’ corporate governance practices and updated its guidance material on environmental, social and governance (ESG) reporting. It...
GEM Listing Committee Censures L & A International Holdings

GEM Listing Committee Censures L & A International Holdings

by NewsLetter Adminstrator | Dec 18, 2018 | Hong Kong Law

Download the PDF Download the Word The GEM Listing Committee of the Stock Exchange of Hong Kong Limited (HKEx) has censured L & A International Holdings Limited (L&A) and five of its directors (the Relevant Directors) for granting share options to ten...
CFA Allows Appeal on Insider Dealing of Asia Telemedia Shares

CFA Allows Appeal on Insider Dealing of Asia Telemedia Shares

by NewsLetter Adminstrator | Dec 4, 2018 | Hong Kong Law

Download the PDF Download the Word The Court of Final Appeal of Hong Kong has allowed the appeal of the Securities and Futures Commission (SFC) against the Market Misconduct Tribunal’s finding that two Asia Telemedia Limited (Asia Telemedia) executives did...
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