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中文
SFC and CSRC increase daily quotas for Mainland-Hong Kong stock connect

SFC and CSRC increase daily quotas for Mainland-Hong Kong stock connect

by NewsLetter Adminstrator | Apr 11, 2018 | Hong Kong Law

Download the PDF Download the Word On 11 April 2018, the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission announced an increase of the daily quotas for Shanghai-Hong Kong Stock...
Continued deficiencies in sponsor work identified by SFC

Continued deficiencies in sponsor work identified by SFC

by NewsLetter Adminstrator | Apr 10, 2018 | Hong Kong Law

Download the PDF Download the Word On 26 March 2018, the Securities and Futures Commission (SFC) issued a Circular to licensed corporations on expected standards for sponsor work (the Circular) following the release of their Report on the thematic...
SFC and Exchange sign addendum to MOU Governing Listing Matters

SFC and Exchange sign addendum to MOU Governing Listing Matters

by NewsLetter Adminstrator | Mar 14, 2018 | Hong Kong Law

Download the PDF Download the Word On 9 March 2018, the Securities and Futures Commission (SFC) and the Stock Exchange of Hong Kong Limited (the Exchange) signed an addendum (Addendum) to the Memorandum of Understanding (MoU) Governing Listing...
HK Stock Exchange Consults on Listings of Emerging and Innovative Companies

HK Stock Exchange Consults on Listings of Emerging and Innovative Companies

by NewsLetter Adminstrator | Feb 23, 2018 | Hong Kong Law

Download the PDF Download the Word Download the Word Introduction On 23 February 2018, the Hong Kong Stock Exchange (the “Stock Exchange”) released a Consultation Paper on a Listing Regime for Companies from Emerging and Innovative Sectors (the “Consultation...
SFC Fines IBHK concerning Electronic and Algorithmic Trading Systems

SFC Fines IBHK concerning Electronic and Algorithmic Trading Systems

by NewsLetter Adminstrator | Feb 23, 2018 | Hong Kong Law

Download the PDF Download the Word Hong Kong’s Securities and Futures Commission (SFC) has publicly reprimanded and fined Interactive Brokers Hong Kong Limited (IBHK) HK$4.5 million for breaches of the Code of Conduct for Persons Licensed by or Registered with the SFC...
SFC Consults on Takeovers Code Changes

SFC Consults on Takeovers Code Changes

by NewsLetter Adminstrator | Feb 9, 2018 | Hong Kong Law

Download the PDF Download the Word Download the Word Hong Kong’s Securities and Futures Commission (SFC) published a Consultation Paper (Consultation Paper) on proposed changes to the Codes on Takeovers and Mergers and Share Buybacks (the Codes) for a...
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