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中文
Suitability Requirement to Become Mandatory Provision of Client Agreements Under SFC Code Amendments

Suitability Requirement to Become Mandatory Provision of Client Agreements Under SFC Code Amendments

by cladmin | Dec 23, 2015 | Hong Kong Law

Download the PDF Download the Word Introduction Background and timeline of proposals Consultation Conclusions and Code Amendments Timeline for compliance Introduction The Securities and Futures Commission (SFC) published its Consultation Conclusions on the Client...
HKEx Provides Further Guidance on Significant Distributions of Unlisted Assets by Listed Issuers

HKEx Provides Further Guidance on Significant Distributions of Unlisted Assets by Listed Issuers

by cladmin | Dec 22, 2015 | Hong Kong Law

Download the PDF Download the Word Facts Analysis of HKEx Decision Further Developments and Guidance from November 2015 The Hong Kong Stock Exchange (the Exchange) recently updated listing decision HKEx-LD75-4 on the issue of whether a distribution by a...
HKEx Approves India as Acceptable Jurisdiction of Incorporation for Listing Applicants

HKEx Approves India as Acceptable Jurisdiction of Incorporation for Listing Applicants

by cladmin | Nov 23, 2015 | Hong Kong Law

Download the PDF Download the Word Overview of India’s Regime Applicability of the Guide International Regulatory Co-operation Measures Conformity with Joint Policy Statement Shareholder Protection Standards Practical and Operational Matters Accounting and Auditing...
Hong Kong Law Reform Commission Consults on Third Party Funding for Arbitration

Hong Kong Law Reform Commission Consults on Third Party Funding for Arbitration

by cladmin | Nov 11, 2015 | Hong Kong Law

Download the PDF Download the Word Introduction Background Recommendation 1: We recommend that the Arbitration Ordinance should be amended to provide that Third Party Funding for arbitration taking place in Hong Kong is permitted under Hong Kong law. Recommendation 2:...
Exchange Publishes Guidance on Continuing Obligations of Issuers and Guarantors of Listed Debt Securities

Exchange Publishes Guidance on Continuing Obligations of Issuers and Guarantors of Listed Debt Securities

by cladmin | Nov 11, 2015 | Hong Kong Law

Download the PDF Download the Word Background Disclosure Obligations Submission of Financial Accounts Authorised Representatives The Stock Exchange of Hong Kong Limited (the Exchange) has published a guidance letter1 on the continuing obligations of...
Takeovers Panel Upholds Executive’s Decision that No Mandatory General Offer Obligation Arose for China Oriental

Takeovers Panel Upholds Executive’s Decision that No Mandatory General Offer Obligation Arose for China Oriental

by cladmin | Oct 28, 2015 | Hong Kong Law

Download the PDF Download the Word Introduction Background The Takeovers Code The Decision and Reasons Introduction The Takeovers and Mergers Panel (the Panel) has upheld the ruling of the Takeovers Executive (the Executive) granting ArcelorMittal a waiver...
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