by cladmin | May 22, 2015 | Hong Kong Law
Download the PDF Download the Word Certification Process Accuracy of Client Information The Hong Kong Securities and Futures Commission (SFC) has published a circular1 reminding intermediaries of the requirements in relation to Know-Your-Client (KYC) and...
by cladmin | May 18, 2015 | Hong Kong Law
Download the PDF Download the Word INTRODUCTION Changes relating to Financial Information Disclosure Changes not relating to Financial Information Disclosure INTRODUCTION The Hong Kong Stock Exchange (the Exchange) has published its Consultation...
by cladmin | May 14, 2015 | Hong Kong Law
Download the PDF Download the Word INTRODUCTION HKEx LISTING DECISION LD85-2015 (January 2015) HKEx LISTING DECISION HKEx-LD86-2015 (April 2015) INTRODUCTION The Hong Kong Exchanges and Clearing Limited (the Exchange) has published two listing decisions in 2015:...
by cladmin | May 12, 2015 | Hong Kong Law
Download the PDF Download the Word LISTED COMPANIES’ INSIDE INFORMATION DISCLOSURE OBLIGATION CUSTOMER IDENTITIES AND IPO INCENTIVE SCHEMES UNDER THE DUAL FILING REGIME The Securities and Futures Commission’s (the SFC’s) latest Corporate Regulation...
by cladmin | May 12, 2015 | Hong Kong Law
Download the PDF Download the Word New and Existing FTZs The Negative List 2015 China’s National Security Review for Foreign Investment in FTZs New and Existing FTZs Having experimented with the Shanghai Free Trade Zone (SFTZ) for more than a year, in December 2014,...
by cladmin | Apr 30, 2015 | Hong Kong Law
Download the PDF Download the Word Background Magistrate’s Decision in favour of Pacific Sun The SFC’s Appeal to the Court of First Instance Pacific Sun’s Appeal to the Court of Final Appeal Implications of the Court of Final Appeal Ruling On 20 March, 2015, the Hong...
