by cladmin | Oct 13, 2014 | Hong Kong Law
Background Private Placement Activities Intermediaries’ Conduct Regulation – Individual Professional Investors Intermediaries’ Conduct Regulation – Investment Vehicles Intermediaries’ Conduct Regulation – Corporate Professional...
by cladmin | Oct 8, 2014 | Hong Kong Law
Download the PDF Download the Word Associates’ Dealing Disclosure Obligations in Unconditional Offers Reminder to Submit Code Documents for Publication before Release or Publication Confirmation of Past Shareholdings in Placing and Top-up Transactions Communication...
by cladmin | Sep 29, 2014 | Hong Kong Law
Download the PDF Download the Word Current Hong Kong Position Competitive Position Empirical Studies and WVR Pros and Cons Jurisdictional Comparison Alternative WVR Structures Additional Considerations The Consultation Questions Responding to the Concept Paper The...
by cladmin | Sep 10, 2014 | Hong Kong Law
Download the PDF Download the Word Background Changes Effective from 1 October 2014 The Hong Kong Stock Exchange (the Exchange) announced on Friday, 9 September 2014 that it will stop carrying out an Initial 3-Day Check of IPO Application Proofs with...
by cladmin | Aug 29, 2014 | Hong Kong Law
Download the PDF Download the Word Background The Legislative Provisions and Previous Consultations Remaining Defects of CWUMPO Provisions Prospectus Liability: The Bigger Picture The Securities and Futures Commission (SFC) has announced that proposed legislative...
by cladmin | Aug 20, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Role of the Executive Documentation Requirements Post-Publication Review and Follow-Up Action Annex 1 – Documents to be submitted to the Executive after Publication of Any Document Annex 2 – Compliance Checklist...
