Hong Kong Law Archives - Page 84 of 117

Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule

by cladmin | Aug 30, 2013 | Hong Kong Law

Download the Word Listing Rule Requirements Specific Guidance Hong Kong Exchanges and Clearing Limited (the Exchange) has updated Guidance Letter GL22-10 (the Letter) (see archive) with the stated purpose of providing guidance to new applicant...

SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial Offer

by cladmin | Aug 29, 2013 | Hong Kong Law

Download the Word Introduction Whitewash waiver and “disqualifying transactions” Application of Rule 20.1(b) of the Takeovers Code to share repurchases by partial offer Introduction The Securities and Futures Commission (SFC) has published, in its latest issue of the...

Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation

by cladmin | Aug 13, 2013 | Hong Kong Law

Download the Word General Arrangements for listing application submitted/ notification of sponsors before 1 October 2013 Transfer application from GEM to Main Board Initial listing fee Pre-IPO enquiries Waiver from publication of Application Proof Complaints/...

Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors

by cladmin | Aug 13, 2013 | Hong Kong Law

Download the Word Publication of Application Proof Substantially Complete Listing Application Initial 3-day Check Review Procedure Information on the Exchange’s Website Sponsor Appointment or Termination Publicity Materials Replacement of WPIP regime with PHIP regime...

HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11

by cladmin | Jul 22, 2013 | Hong Kong Law

Download the Word Listing Decision LD45-3 Guidance On Conditions For Waivers From Strict Compliance With GEM Listing Rules 7.03(1) And 11.10 Hong Kong Exchanges and Clearing Limited (the Exchange) has withdrawn Listing Decision LD45-3 [archived copy]...

Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for Listing

by cladmin | Jun 8, 2013 | Hong Kong Law

Download the Word Introduction Facts Non-compliance and Uncertainty over Store A Deteriorating Financial Performance Stores B and C Applicable Listing Rules Decision Conclusion Introduction In May 2013, the Stock Exchange of Hong Kong (the Exchange) published a...