by cladmin | Jun 6, 2013 | Hong Kong Law
Download the Word HKEx-LD70-2013 HKEx-LD71-2013 HKEx-LD72-2013 Three listing decisions have been made available on Hong Kong Exchanges and Clearing Limited’s (the Exchange‘s) website. Listing decision LD70-2013 [archived copy] concerns a company’s...
by cladmin | Jun 4, 2013 | Hong Kong Law
Download the Word Background Section 213 Implications of the COA Decision The CFA Decision The Court of Final Appeal (CFA) has dismissed the appeal [archived copy] of asset management company, Tiger Asia Management Ltd (Tiger Asia) in a landmark decision on...
by cladmin | Jun 3, 2013 | Hong Kong Law
Download the Word Key issues Background The Professional Investor Regime Suitability Requirement Application of the exemption to Corporate and Individual PIs Compensation to aggrieved clients The proposed amendments Consultation questions The Securities and Futures...
by cladmin | May 29, 2013 | Hong Kong Law
Download the Word Listing Rule Requirements Specific Guidance for the Risk Factors Section Hong Kong Exchanges and Clearing Limited (the Exchange) has published Guidance letter GL54-13 (the Letter) [archived copy] providing guidance on the “Risk...
by cladmin | May 27, 2013 | Hong Kong Law
Download the Word Hong Kong Stock Exchange Publishes Consultation Papers On Connected Transaction Rules Rules that should use the definitions of “connected person” and “associate” as in Chapter 14A Rules that should use the renamed definitions of “restricted connected...
by cladmin | May 13, 2013 | Hong Kong Law
Download the Word “False market” Media or analyst reports No need to consult the Exchange “such enquiry with respect to the issuer as may be reasonable in the circumstances” Controlling shareholders which are not directors or officers Inside information exempted from...
