by cladmin | Apr 26, 2013 | Hong Kong Law
Download the Word Introduction The importance of “Chinese Walls” Person responsible for compliance “Confidential information or price sensitive information” The importance of physical separation Other measures to maintain “Chinese Walls” “Wall crossings” Conclusion...
by cladmin | Apr 19, 2013 | Hong Kong Law
Download the Word HKEx-LD57-2013 HKEx-LD58-2013 HKEx-LD59-2013 The Hong Kong Exchanges and Clearing Limited (the Exchange) has released three listing decisions in relation to reverse takeovers. They are: HKEx-LD57-2013 [archived...
by cladmin | Apr 19, 2013 | Hong Kong Law
Download the Word 1. Disclosure by investment companies 2. Impairment of intangible assets from material acquisitions 3. Results of performance guarantees on acquisitions 4. Connected transactions 5. Significant changes to financial positions 6. Newly listed issuers...
by cladmin | Apr 12, 2013 | Hong Kong Law
Download the Word Increase in number of announcements on inside information Frequently-Asked-Question (FAQ) Regulatory decision to censure a listed issuer for its breach of the old Listing Rule 13.09 Analysis Internal control measures The new statutory regime for the...
by cladmin | Apr 11, 2013 | Hong Kong Law
Download the Word 1. HKEx-LD55-2013: Classification of a listed issuer’s subscription for convertible notes where conversion is at the discretion of the listed issuer 2. HKEx-LD56-2013: Exchange not prepared to give listing approval for new shares to be issued upon...
by cladmin | Apr 10, 2013 | Hong Kong Law
Download the Word Relevant Listing Rules Guidance on Disclosure The Hong Kong Stock Exchange (the Exchange) has published guidance letter HKEx-GL52-13 (see archive) (the Guidance Letter) with regard to the disclosures expected in mineral company...
