by cladmin | Jul 10, 2012 | Hong Kong Law
Download the Word Introduction Amendments In Relation To The FDRC OTHER AMENDMENTS Introduction In May 2012, the Securities and Futures Commission (SFC) published its consultation conclusions (Consultation Conclusions) on the proposals set out in its November 2011...
by cladmin | Jun 11, 2012 | Hong Kong Law
Download the Word Hong Kong Stock Exchange Publishes Reminder Of Listed Issuers’ Continuous Disclosure Obligations Responding to Market Rumours Hong Kong Stock Exchange Issues Guidance Letter On Disclosure Of Distributorship Business Model In Listing Documents General...
by cladmin | May 30, 2012 | Hong Kong Law
Download the Word Relevant Listing Rules Guidance & Clarification The Stock Exchange of Hong Kong (Exchange) published on 8 May 2012 a guidance letter (HKEx-GL35-12) on profit forecast in the IPO process to provide guidance and clarification on the following...
by cladmin | May 24, 2012 | Hong Kong Law
Download the Word Introduction Background Summary Of Proposals – New Requirements Consolidation of Other Existing Requirements How To Respond To The Consultation Paper Appendix A – Questions of the Consultation Paper Appendix B – Summary of Proposed Provisions and...
by cladmin | May 11, 2012 | Hong Kong Law
Download the Word 1. Introduction 2. Key Features Of The PSI Disclosure Regime 3. The New Statutory Regime: Background 4. Definition Of Insider Information 5. Timing Of Disclosure 6. Manner Of Disclosure 7. The Safe Harbours 8. SFC’s Power To Grant Waivers 9....
by cladmin | May 4, 2012 | Hong Kong Law
Download the Word Hong Kong Stock Exchange Issues Guidance On Hard Underwriting Disclosure In Listing Documents SFC Fines Investors For Illegal Short Selling Of Expected Allocation Of Excess Rights Shares SFC Issues Fine And Revokes Ipo Sponsor’S Licence For Failure...
