by cladmin | May 2, 2012 | Hong Kong Law
Download the Word Introduction The AMLO Guidelines On Compliance Outline Of The AML/CTF Guideline AML/CTF Systems (Chapter 2) Business Conducted Outside Hong Kong Risk Based Approach (Chapter 3) Customer Due Diligence (Chapter 4) Suspicious Transaction Reports...
by cladmin | Apr 26, 2012 | Hong Kong Law
Download the Word Introduction Listing Rule Requirements Companies Ordinance Requirements Guidance From Exchange Introduction In April 2012, the Stock Exchange of Hong Kong Limited (Exchange) issued a guidance letter (HKEx-GL33-12) (Guidance Letter) on the disclosure...
by cladmin | Apr 25, 2012 | Hong Kong Law
Download the Word On 20 April, The Stock Exchange of Hong Kong Limited (HKEx or the Exchange) published a plain language guide to the requirements for connected transactions (including continuing connected transactions) set out in the Main Board Listing...
by cladmin | Apr 12, 2012 | Hong Kong Law
Download the Word Relevant Requirements Scope of Requirements Size Test Requirements Agreed to be Acquired/Proposed to be Acquired under Rules 4.04(2) & (4) Accounting and Disclosure Requirements Waivers The Stock Exchange of Hong Kong (Exchange) published on 28...
by cladmin | Mar 27, 2012 | Hong Kong Law
Download the Word Introduction Property Valuation Requirements Confirmations Of Independence In Placing And Top-Up Transactions Timing Of Payment For Acceptances Introduction On 23 March 2012, the Securities and Futures Commission (SFC) released its consultation...
by cladmin | Mar 21, 2012 | Hong Kong Law
Download the Word Introduction The reporting threshold Scope of the reporting obligation Timing of reports The reporting obligation Reporting on a legal entity basis Reporting of jointly owned positions Reporting of positions where trading activities of firms are on a...