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Hong Kong Stock Exchange Publishes Two Listing Decisions on Rights Issues

Hong Kong Stock Exchange Publishes Two Listing Decisions on Rights Issues

by cladmin | Mar 12, 2012 | Hong Kong Law

Download the Word Listing Decision on Rights Issue By a PRC Issuer Using a General Mandate (LD25-2012) Listing Decision On Use Of Advance Shareholders’ Mandate For Rights Issue (LD26-2012) On 29 February 2012, the Stock Exchange of Hong Kong (HKEx) published two...
Hong Kong Stock Exchange Publishes Revised Guidance on Prospectuses Issued Within 3 Months of the Issuers Financial Year End

Hong Kong Stock Exchange Publishes Revised Guidance on Prospectuses Issued Within 3 Months of the Issuers Financial Year End

by cladmin | Feb 15, 2012 | Hong Kong Law

Download the Word Guidance Letter On The Revised Conditions For Rule 4.04(1) Waivers Revised Guidance Letter On The Financial Information Required To Be Included In First Draft Listing Documents Guidance Letter On The Disclosure Of Intellectual Property Rights In...
Hong Kong Stock Exchange Repeals Listing Rule Ban on Inclusion of Profit Forecasts in pre-Listing Research Reports Unless Also Included in Listing Document

Hong Kong Stock Exchange Repeals Listing Rule Ban on Inclusion of Profit Forecasts in pre-Listing Research Reports Unless Also Included in Listing Document

by cladmin | Feb 6, 2012 | Hong Kong Law

Download the Word Introduction Background Key Changes To The SFC Regulatory Framework For Pre-IPO Research Reports Introduction The Hong Kong Stock Exchange has published on its website an amendment to the Main Board Listing Rules repealing Rule 8.21B with effect from...
Hong Kong Stock Exchange Publishes Consultation Paper on Environmental Social and Governance Reporting Guide

Hong Kong Stock Exchange Publishes Consultation Paper on Environmental Social and Governance Reporting Guide

by cladmin | Feb 3, 2012 | Hong Kong Law

Download the Word Introduction Background The Proposed ESG Guide How To Respond To The Consultation Introduction The Stock Exchange of Hong Kong (SEHK or the Exchange) published a consultation paper (the Consultation Paper) in December 2011 to seek...
SEHK Recent Publications on Revised Publication Window for Issuers Documents pre-IPO Investments

SEHK Recent Publications on Revised Publication Window for Issuers Documents pre-IPO Investments

by cladmin | Jan 31, 2012 | Hong Kong Law

Download the Word Revised Publication Window For Issuers’ Documents Through HKExnews Website Interim Guidance On Pre-IPO Investments Listing Decision On Whether A Fund Manager Was A Connected Person Of Its Investee Company Guidance On Disclosure In The “Summary And...
SFC Consultation on Proposed Amendments to the Code of Conduct

SFC Consultation on Proposed Amendments to the Code of Conduct

by cladmin | Jan 19, 2012 | Hong Kong Law

Download the Word Introduction Proposed Amendments In Relation To The FDRC Other Proposed Amendments Introduction The Securities and Futures Commission (SFC) has published a consultation paper (SFC Consultation Paper) the main focus of which is proposed amendments to...
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