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中文
HKEX Publishes Revised Guidance for Chapter 21 Companies Investment Companies

HKEX Publishes Revised Guidance for Chapter 21 Companies Investment Companies

by cladmin | Sep 22, 2011 | Hong Kong Law

Download the Word Introduction September 2011 Revisions Introduction Chapter 21 (Chapter 21) of the Listing Rules (Listing Rules) of the Stock Exchange of Hong Kong Limited (the Exchange) sets out the specific requirements for the listing of securities...
SFC Publishes Consultation Paper on Proposed Takeovers Code Amendments

SFC Publishes Consultation Paper on Proposed Takeovers Code Amendments

by cladmin | Sep 5, 2011 | Hong Kong Law

Download the Word Introduction Proposed Amendments Introduction On 24 August, 2011, the SFC announced a one-month consultation to request public comments on their proposed amendments to the Codes on Takeover and Mergers and Share Repurchases (the Takeovers Code)....
CSRC Tightens Regulation of Backdoor Listings and Adopts Measures to Facilitate Asset Acquisitions By Way of Share Issue

CSRC Tightens Regulation of Backdoor Listings and Adopts Measures to Facilitate Asset Acquisitions By Way of Share Issue

by cladmin | Aug 31, 2011 | Hong Kong Law

Download the Word Introduction Backdoor Listings Improving The Regulation Of Asset Purchases By Way Of Share Issue Supporting Listed Companies’ Material Asset Restructuring And Supplementary Financing Introduction Amendments to the Administrative Measures for the...
SFC Reminds Sponsors to Exercise Reasonable Judgment in IPO Due Diligence

SFC Reminds Sponsors to Exercise Reasonable Judgment in IPO Due Diligence

by cladmin | Aug 17, 2011 | Hong Kong Law

Download the Word Introduction Conduct Of Sponsors And The SFC’s Response Introduction In its latest edition of the Dual Filing Update, the Securities and Futures Commission (SFC) reminds sponsors to exercise reasonable judgment in conducting IPO due diligence on...
SFC Extends Implementation Date for New Conflict of Interest Requirements Governing Research Reports

SFC Extends Implementation Date for New Conflict of Interest Requirements Governing Research Reports

by cladmin | Aug 15, 2011 | Hong Kong Law

Download the Word SFC Extends Implementation Date For New Conflict Of Interest Requirements Governing Research Reports HKEx Reminds Listed Issuers Of Their Disclosure Obligations In Context Of Recent Market Conditions SFC Extends Implementation Date For New Conflict...
SFC Publishes Consultation Conclusions on the Regulatory Framework for pre-Deal Research Reports

SFC Publishes Consultation Conclusions on the Regulatory Framework for pre-Deal Research Reports

by cladmin | Jul 16, 2011 | Hong Kong Law

Download the Word Goal Of The Proposals The Proposals And The Reaction Of Market Participants Thereto The Integrity Of Information Being Provided To Research Analysts The Securities and Futures Commission (SFC) published on 30 June 2011 its Consultation Conclusions...
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