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中文
HKEx Publishes Listing Decision Regarding Restrictions on Disposal After a Change in Control under Chapter 14 of the Listing Rules

HKEx Publishes Listing Decision Regarding Restrictions on Disposal After a Change in Control under Chapter 14 of the Listing Rules

by cladmin | Apr 6, 2011 | Hong Kong Law

Download the Word Introduction The Facts The Regulatory Framework for Reverse Takeovers HKEx’s Examination of the Issues Conclusion Introduction HKEx published in March 2011, a listing decision (HKEx-LD7-2011) on an attempt by a Main Board issuer (“Company...
Companies Registry Implements One-Stop Electronic Incorporation and Business Registration Service

Companies Registry Implements One-Stop Electronic Incorporation and Business Registration Service

by cladmin | Mar 25, 2011 | Hong Kong Law

Download the Word Introduction The One-Stop Electronic Company And Business Registration Service One-Stop Notification Of Changes Of Particulars Availability Of Revised And Newly Specified Forms Implementing The New Regime: Changes Made To Paragraphs 2 And 5 Of The...
HKEx Issues New Guidance on the Requirements for the Publication of Overseas Regulatory Announcements

HKEx Issues New Guidance on the Requirements for the Publication of Overseas Regulatory Announcements

by cladmin | Mar 8, 2011 | Hong Kong Law

Download the Word Introduction The Withdrawal Of The 2004 Letter The New Regime Introduction On 21 January 2011 the Stock Exchange of Hong Kong (the “Exchange“) published a guidance letter (the “Guidance Letter“) on the new requirements for the publication...
Mixed Media Offers allow Paper Application Forms with Electronic Prospectuses

Mixed Media Offers allow Paper Application Forms with Electronic Prospectuses

by cladmin | Feb 28, 2011 | Hong Kong Law

Download the Word Introduction Who Is Permitted To Avail Of The Mmo Procedure? The Conditions To Be Met When Peforming A Mmo: Inaccessibility Of Electronic Listing Document Sponsors’ Responsibilities In Relation To A MMO Introduction The Hong Kong Stock Exchange has...
SFC Publishes Consultation Conclusions on the Evidential Requirements under the Securities and Futures Professional Investor Rules

SFC Publishes Consultation Conclusions on the Evidential Requirements under the Securities and Futures Professional Investor Rules

by cladmin | Feb 25, 2011 | Hong Kong Law

Introduction Background To The Reform The New Regime Preservation Of Existing Methods Use Of “Relevant Date” As The Time Reference For Ascertaining Whether An Investor Meets The Relevant Assets Or Portfolio Threshold To Qualify As A Professional Investor Extension Of...
FSTB Publishes Consultation Conclusions on Statutory Backing to Price Sensitive Information Disclosure Requirements

FSTB Publishes Consultation Conclusions on Statutory Backing to Price Sensitive Information Disclosure Requirements

by cladmin | Feb 22, 2011 | Hong Kong Law

Download the Word Introduction The New Regime: Background And General Comment The New Regime: The Key Features The Safe Harbours Duties And Liabilities Under The New Regime Sanctions Roles Of The SFC And SEHK The Next Step Introduction The Financial Services and...
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