by cladmin | Jun 2, 2003 | Hong Kong Law
Download the Word Introduction What Is Market Misconduct? Additional Offences Effects Of Market Misconduct Introduction The Securities and Futures Ordinance (SFO) which came into effect on 1 April 2003 establishes dual civil and criminal regimes under Parts XIII and...
by cladmin | May 20, 2003 | Hong Kong Law
INTRODUCTION. The Securities and Futures Ordinance (“SFO”) which came into effect on 1 April 2003 establishes dual civil and criminal regimes (under Parts XIII and XIV respectively) in respect of all types of market misconduct. “Market misconduct” as regulated under...
by cladmin | Apr 2, 2003 | Hong Kong Law
Download the Word Introduction Part XV of the Securities and Futures Ordinance (SFO) which came into force on 1 April 2003 extends the regime for disclosure of interests in Hong Kong listed securities. The attached note sets out a summary of the new provisions as they...
