COVID-19 Archive:

SFC Extends Deadlines for Implementing Regulatory Expectations and Reminds Intermediaries of Order Recording Requirements amidst COVID-19 Pandemic

A summary of the SFC’s circular to licensed intermediaries: extended deadlines for implementation of regulatory...

SFC Circular Reminds Intermediaries of their Obligations to Ensure Suitability and Timely Dissemination of Information to Clients

A summary of the SFC’s circular to licensed intermediaries: reminder of important obligations to ensure...

SFC Issues Guidance on Licensing Related Matters in Light of COVID-19 Pandemic

The following provides a summary of SFC guidance on licensing matters in light of the...

HKEx and SFC Issue Further Guidance on Results Announcements in light of COVID-19

HKEx and the SFC issued a further guidance on results announcements in a follow up...

COVID-19 and Price Sensitive Information (Inside Information)

A discussion of the obligations to disclose information in regards to the direct and indirect...

COVID-19 and Force Majeure: What You Should Know

COVID-19 has impacted industries across the spectrum and such disruptions have exposed parties to potential...

Joint Consultation Paper Issued on Proposed Changes to Hong Kong Listing Regulation

The Securities and Futures Commission and the HK Stock Exchange have issued a joint consultation...