by cladmin | Nov 15, 2010 | Hong Kong Law
Download the Word Introduction International Background The Proposed Regime Introduction The Securities and Futures Commission (SFC) has recently released its consultation conclusions regarding the regulatory oversight of credit rating agencies (CRAs). The SFC...
by cladmin | Nov 10, 2010 | Hong Kong Law
Download the Word Introduction 1. Brazil: HKEx Listing Decision 109-1 (October 2010) 2. Japan: HKEx Listing Decision 110-1 (October 2010) 3. The Isle Of Man: HKEx Listing Decision 108-1 (October 2010) 4. Requirements For Future Listing Applicants From The Newly...
by cladmin | Nov 3, 2010 | Hong Kong Law
Download the Word Introduction Interim Guidance Background Listing Decision Findings Introduction The publication on 13 October 2010 of interim guidance on pre-IPO investments aims to clarify the position in relation to pre-IPO investments pending a consultation on...
by cladmin | Oct 6, 2010 | Hong Kong Law
Download the Word Introduction Background The SFC Proposal To Refine The Evidential Requirements How To Respond To The Consultation Appendix – Consultation Questions Introduction The Securities and Futures Commission (“SFC“) has published a consultation paper on a...
by cladmin | Sep 17, 2010 | Hong Kong Law
Download the Word Introduction Background Reasons For The Proposed Amendment How To Respond To The Consultation Appendix – Consultation Questions Introduction The Stock Exchange of Hong Kong (“HKEx“) has published a consultation paper on a proposed change to the...
by cladmin | Sep 8, 2010 | Hong Kong Law
Download the Word Major Issues From The First Phase Of Consultation The Second Phase Of Consultation On 30 August 2010, the Financial Services and the Treasury Bureau (“FSTB“) published its Consultation Conclusions on the First Phase Consultation of the draft...
