by cladmin | Aug 9, 2010 | Hong Kong Law
Download the Word Relationship with significant stakeholders Explanations of financial performance Identification and assessment of non-compliance with rules and regulations Mining Companies Disclosure of investors’ obligations when investing in foreign incorporated...
by cladmin | Aug 5, 2010 | Hong Kong Law
Download the Word Background Objectives of Regulating CRAs Creation of a New Type 10 Regulated Activity under Hong Kong’s Existing Licensing Regime Amendments to Subsidiary Legislation SFC Codes and Guidelines Implementation and Transitional Arrangements The...
by cladmin | Jun 15, 2010 | Hong Kong Law
Download the Word A. Financial Information In Circular Or Listing Document B. Other Disclosure Requirements for Circulars and Listing Documents C. Timing for Despatch of Circulars D. Gem Issuers The Stock Exchange of Hong Kong (HKEx) has released its consultation...
by cladmin | Jun 11, 2010 | Hong Kong Law
Download the Word Disapplication of the CO Prospectus Provisions to Structured Products Loss of CO Safe Harbours Proposed Definition of Structured Product Classifying Structured Products as ‘securities’ Currency Linked Instruments and Money Market Instruments Issued...
by cladmin | May 26, 2010 | Hong Kong Law
Download the Word 1. New Exemption For Persons Connected With An Issuer At The Subsidiary Level Where The Size Of The Subsidiary Is “Insignificant” To The Issuer 2. Relaxation Of De Minimis Thresholds 3. New Exemption For Revenue Transactions With Associates Of A...
by cladmin | May 26, 2010 | Hong Kong Law
Download the Word Introduction 1. Application Of The New Rules 2. Listing Eligibility Requirements 3. Listing Document: Disclosure Requirements 4. Continuing Obligations Glossary Of Terms Appendix Introduction Hong Kong Exchanges and Clearing Limited (HKEx) has...
