by cladmin | Jan 25, 2006 | Hong Kong Law
Download the Word 1. Background 2. Overseas Growth Board Experience 3. London’s AIM 4. Structural Options 5. Key Discussion Questions 6. Consultation Hong Kong Exchanges and Clearing Limited (‘HKEx’) published its discussion paper on the Growth Enterprise Market (the...
by cladmin | Jan 18, 2006 | Hong Kong Law
Download the Word Background Two-phased Implementation Summary Announcements vs. Notifications Timetable for Implementation Use of HKEx-EPS Operational model Phase 2 The Stock Exchange of Hong Kong Limited (the “Exchange”) has published an exposure paper with regard...
by cladmin | Dec 10, 2005 | Hong Kong Law
Download the Word Introduction 1. Changes To The Liquidity Provider System 2. Facilitate Further Issues And Identical Issues 3. Banning Commission Rebates And Other Incentive Schemes 4. Publishing New Marketing Guidelines 5. Plain Language And Summaries 6. Launching...
by cladmin | Oct 20, 2005 | Hong Kong Law
Download the Word Introduction Listing Rules’ Requirements For Derivative Warrants Concerns Regarding The Derivative Warrants Market And HKEx’s Response Consultation Introduction Hong Kong Exchanges and Clearing Limited (“HKEx”) has published an article on derivative...
by cladmin | Oct 3, 2005 | Hong Kong Law
Download the Word Introduction 1. Management Company – Assessment Criteria For Acceptability – Chapter 8.7(A)(i) 2. Key Personnel’s Experience – Chapter 8.7(A)(ii) 3. Prime Brokers – Note to Chapter 8.7(b) regarding the disclosure of relationship with prime brokers...
by cladmin | Sep 29, 2005 | Hong Kong Law
Download the Word Introduction 1. Transfer Companies Ordinance Prospectus Regime To The SFO (Proposal 1) 2. Shift Of Focus To “Transaction-Based” Approach (Proposal 2) 3. Options And Other Rights (Proposal 3) 4. Scope Of The Regime: Bodies And Place Of Incorporation...
