by teddyromulo | Jan 6, 2020 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission (SFC) has published the findings of its Survey on Integrating Environmental, Social and Governance (ESG) Factors and Climate Risks in Asset Management which investigated how, and to...
by teddyromulo | Jan 2, 2020 | Hong Kong Law
Download the PDF Download the Word On 6 December 2019, the Stock Exchange of Hong Kong Limited (HKEx) announced the publication of a Consultation Paper on proposals to review the listing regime for debt issues to professional investors only set out...
by teddyromulo | Dec 10, 2019 | Hong Kong Law
Download the PDF Download the Word On 21 November 2019, the Securities and Futures Commission (SFC) issued a Statement on the Disclosure of Actual Controllers or Beneficial Owners of Counterparties to a Transaction[1] and a Circular to Licensed...
by teddyromulo | Dec 4, 2019 | Hong Kong Law
Download the PDF Download the Word Licensed Corporations’ Compliance with Statutory Record-Keeping Obligations Scope of the Circular on Licensed Corporations’ Use of External Electronic Data Storage Requirements for Regulatory Records Kept Exclusively with an External...
by teddyromulo | Nov 27, 2019 | Hong Kong Law
Download the PDF Download the Word Alternative Procedures for U.S. ‘Domestic Issuers’ that are not ‘Reporting Issuers’ Listing on HKEx Template for HKEx Acceptable Jurisdiction Applications Updated CCASS Information Materials Enhanced guidance materials aimed at...
by teddyromulo | Nov 25, 2019 | Hong Kong Law
Download the PDF Download the Word The SFC issued a Position Paper: Regulation of Virtual Asset Trading Platforms (SFC Position Paper) on 6 November 2019, setting out new regulations for licensing cryptocurrency exchanges with a strong emphasis on investor...
