by teddyromulo | Jul 26, 2019 | Hong Kong Law
Download the PDF Download the Word The remote onboarding of clients by SFC licensed intermediaries is facilitated by amendments to paragraph 5.1 of the Securities and Futures Commission’s (SFC) Code of Conduct for Persons Licensed by or Registered with the SFC (SFC...
by teddyromulo | Jul 22, 2019 | Hong Kong Law
Download the PDF Download the Word The Stock Exchange of Hong Kong Limited (HKEx) has announced the names of members of its new Listing Review Committee, which is the sole review body for decisions of HKEx’s independent Listing Committee as of 6 July...
by teddyromulo | Jul 19, 2019 | Hong Kong Law
Download the PDF Download the Word Introduction The Securities and Futures Commission (SFC) issued a reminder to the directors of HKEx-listed companies and their advisers of their statutory and legal duties when evaluating and approving corporate/business acquisitions...
by teddyromulo | Jun 28, 2019 | Hong Kong Law
Download the PDF Download the Word The Hong Kong Stock Exchange (HKEx) amended its country guide for Russia in March 2019 to provide for Russian listing applicants which are “international companies” under Russian law. The crucial difference between Russian...
by teddyromulo | Jun 26, 2019 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission (SFC) issued a Circular on 13 June 2019 informing SFC-licensed and –registered intermediaries of new Frequently Asked Questions (FAQS) setting out further guidance...
by teddyromulo | Jun 18, 2019 | Hong Kong Law
Download the PDF Download the Word 1. Background 2. Application of the Circular 3. Scheme Name 4. Disclosure requirements 5. Ongoing monitoring 6. Dedicated Green or ESG funds webpage 7. Implementation Hong Kong’s Securities and Futures Commission...
