Hong Kong Law Archives - Page 59 of 117

SFC Issues New Guidance on Licensed Intermediaries’ Suitability Obligations

by cladmin | Jan 23, 2017 | Hong Kong Law

New SFC Measures to Increase the Accountability of Licensed Corporations’ Senior Management

by cladmin | Jan 13, 2017 | Hong Kong Law

SFC Consults on Proposals to Tighten Regulation of Fund Managers and Point-of-sale Disclosure

by cladmin | Dec 30, 2016 | Hong Kong Law

Download the PDF Download the Word Introduction The Securities and Futures Commission (SFC) is consulting on proposals to tighten regulation of Hong Kong’s asset management industry as set out in its November 2016 Consultation Paper (the Consultation Paper). The...

HKEX Issues Guidance on “Ownership and Control” Requirement for Listing Applicants and Issues Relevant to Controlling Shareholders (HKEx-GL89-16)

by cladmin | Dec 22, 2016 | Hong Kong Law

Download the PDF Download the Word Introduction The Hong Kong Stock Exchange (HKEx) published new Guidance Letter HKEx-GL89-16 (archive) (the Guidance Letter) in November 2016 providing guidance on issues related to “controlling shareholders” and...

Rights Issues and Open Offers that Significantly Dilute Minority Shareholding Interests Face Closer SFC and HKEx Scrutiny

by cladmin | Dec 20, 2016 | Hong Kong Law

Download the PDF Download the Word Listing Approval for a Dilutive Rights Issue (Listing Decision LD102-2016) Approval for a Share Subdivision (Listing Decision LD103-2016) In a Joint News Release published on 9 December 2016, the Securities and Futures...

Shenzhen-Hong Kong Stock Connect to Launch on 5 December 2016

by cladmin | Dec 2, 2016 | Hong Kong Law

Download the PDF Download the Word Shenzhen-Hong Kong Stock Connect (Shenzhen Connect) launches on Monday, 5 December 2016. Modelled on the Shanghai-Hong Kong Stock Connect scheme (Shanghai Connect) that has been in place since November 2014, Shenzhen Connect is...