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中文
SFC Publishes Assessment Questions for Effective Business Continuity Plans

SFC Publishes Assessment Questions for Effective Business Continuity Plans

by cladmin | Jul 2, 2014 | Hong Kong Law

Download the PDF Download the Word Introduction Assessment of business continuity plans Introduction The Licensing Department of the Securities and Futures Commission (the SFC) has issued a circular (see archive) to licensed corporations containing a...
The Exchange Consults on Internal Controls Section of the Corporate Governance Code

The Exchange Consults on Internal Controls Section of the Corporate Governance Code

by cladmin | Jun 30, 2014 | Hong Kong Law

Download the PDF Download the Word The Proposals A. Risk management and internal control B. Responsibilities of the board and management C. Annual review and disclosure in the Corporate Governance Report D. Internal audit E. Audit Committee’s role The Stock Exchange...
PRC Ministry of Finance Releases Draft Regulations on Cross-Border Audit Services

PRC Ministry of Finance Releases Draft Regulations on Cross-Border Audit Services

by cladmin | Jun 13, 2014 | Hong Kong Law

Download the PDF Download the Word Introduction Background to the Provisional Regulations The news rules contained in the Provisional Regulations Introduction On 21 April 2014, the Accounting Division of the Ministry of Finance (MOF) released for consultation...
Hong Kong Stock Exchange Publishes Guidance Letter on Reverse Takeover Rules

Hong Kong Stock Exchange Publishes Guidance Letter on Reverse Takeover Rules

by cladmin | Jun 12, 2014 | Hong Kong Law

Download the PDF Download the Word A) Introduction B) Relevant Rules C) Guidance on the Application of the RTO Rules D) Further Guidance on the Criteria under the Principle Based Test E) Documentary Requirements for VSA or RTO F) Disclosure in Circulars G) Disclosure...
Exchange Publishes Guidance on Listed Issuers Use of Structured Contracts

Exchange Publishes Guidance on Listed Issuers Use of Structured Contracts

by cladmin | Jun 11, 2014 | Hong Kong Law

Download the PDF Download the Word Foreign Investment Restrictions Guidance on Structured Contracts Disclosure in Announcements and Circulars Disclosure in Annual Reports The Stock Exchange of Hong Kong (the Exchange) has issued Guidance Letter...
SFC Launches Online System for Dealing Disclosures under Takeovers Code

SFC Launches Online System for Dealing Disclosures under Takeovers Code

by cladmin | Jun 10, 2014 | Hong Kong Law

Download the PDF Download the Word The Securities and Futures Commission (SFC) has introduced a new online system1 to simplify the submission process for dealing disclosures under Rule 22 of the Code on Takeovers and Mergers (Takeovers Code). All...
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