by teddyromulo | Feb 11, 2021 | Hong Kong Law
Download the PDF Download the Word On 8 February 2021, the Securities and Futures Commission (the SFC) published a consultation paper on (i) a proposed SFC Code of Conduct for Hong Kong Bookbuilding and Placing Activities in Equity Capital Market and Debt Capital...
by teddyromulo | Jan 19, 2021 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission of Hong Kong (SFC) published a Consultation Paper on Proposed Enhancements to the Competency Framework for Intermediaries and Individual Practitioners[1] on 11 December 2020 proposing...
by teddyromulo | Jan 11, 2021 | Hong Kong Law
Download the PDF Download the Word Charltons responded on 11 January 2021 to the Hong Kong Stock Exchange’s Consultation Paper: The Main Board Profit Requirement (summarised here) on behalf of a group of 10 Hong Kong sponsor firms who are concerned...
by teddyromulo | Jan 8, 2021 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission of Hong Kong (the “SFC”) published Takeovers Bulletin No. 55 in December 2020 (the “SFC Takeovers Bulletin 55”). The SFC Takeovers Bulletin 55 covers recent SFC disciplinary...
by teddyromulo | Dec 18, 2020 | Hong Kong Law
Download the PDF Download the Word On 4 December 2020, the Hong Kong Securities and Futures Commission (SFC) launched a consultation on proposals to introduce (1) an investor identification regime for the securities market in Hong Kong at the trading level...
by teddyromulo | Dec 8, 2020 | COVID-19, Hong Kong Law
Download the PDF Download the Word On 8 December 2020, the Hong Kong Government announced new social distancing measures under the Prevention and Control of Disease (Requirements and Directions) (Businesses and Premises) Regulation (Cap.599F) to take effect...
