by teddyromulo | Oct 29, 2019 | Hong Kong Law
Download the PDF Download the Word Hong Kong’s Securities and Futures Commission (SFC) has published Proforma Terms and Conditions for Licensed Corporations which Manage Portfolios that Invest in Virtual Assets[1] (Terms and Conditions for Virtual Assets) –...
by teddyromulo | Oct 28, 2019 | Hong Kong Law
Download the PDF Download the Word The Stock Exchange of Hong Kong (HKEx) published a Research Report: Hong Kong’s ETF Market as a Door to Global Investment in September 2019 highlighting Hong Kong’s potential as Asia’s exchange traded funds...
by teddyromulo | Sep 27, 2019 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission (SFC) has reprimanded and fined The HongKong and Shanghai Banking Corporation Limited (HSBC) HK$2.1 million for two incidents of internal control failures in relation to the telephone recording...
by teddyromulo | Aug 28, 2019 | Hong Kong Law
Download the PDF Download the Word Proposed Codification and Changes to HKEx Listing Rules The Stock Exchange of Hong Kong Limited (HKEx or the Exchange) issued a Consultation Paper on Codification of General Waivers and Principles relating to IPOs and...
by teddyromulo | Aug 14, 2019 | Hong Kong Law
Download the PDF Download the Word Introduction The Stock Exchange of Hong Kong Limited (Hong Kong Stock Exchange or HKEx) published its Consultation Conclusions on Proposed Rule Changes Associated with Backdoor Listing, Continuing Listing Criteria and other Rule...
by teddyromulo | Aug 1, 2019 | Hong Kong Law
Download the PDF Download the Word The Stock Exchange of Hong Kong (HKEx) published a Research Report: Investment Benchmark for Asia’s Biotechnology Sector: CES HK Biotechnology Index in May 2019 highlighting HKEx’s role in financing China’s...
