by NewsLetter Adminstrator | Sep 21, 2017 | Hong Kong Law
Download the PDF Download the Word Breach of Takeovers Code Sanctions Introduction In August 2017, the Securities and Futures Commission (SFC) publicly censured and imposed a 24-month cold shoulder order against Mr Yeung Wing Yee. These sanctions were...
by NewsLetter Adminstrator | Sep 18, 2017 | Hong Kong Law
Download the PDF Download the Word On 15 September 2017, the Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), released their Joint...
by NewsLetter Adminstrator | Sep 1, 2017 | Hong Kong Law
Download the PDF Download the Word Introduction Capital regime and minimum capital requirements for LCs engaging in OTCD activities Capital treatments for counterparty credit risk arising from OTCD transactions Introduction of internal models approach Measures to...
by NewsLetter Adminstrator | Aug 30, 2017 | Hong Kong Law
Download the PDF Download the Word Introduction Leading Financial Centre Hong Kong Law and Legal System Hong Kong as a Capital Raising Centre Mainland-Hong Kong Stock and Bond Connect Schemes Hong Kong’s Involvement In The Belt And Road Initiative To Date Introduction...
by NewsLetter Adminstrator | Aug 21, 2017 | Hong Kong Law
Download the PDF Download the Word The Companies (Amendment) Bill 2017 (Bill) was published in the Gazette on 23 June 2017, together with the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) (Amendment) Bill 2017 (AML and...
by NewsLetter Adminstrator | Aug 8, 2017 | Hong Kong Law
Download the PDF Download the Word Introduction Background Consultation Proposals Introduction On 28 June 2017, the Securities and Futures Commission (SFC) published its consultation proposals[1] on the legal and regulatory requirements for the Open-ended...
