by cladmin | Aug 10, 2015 | Hong Kong Law
Download the PDF Download the Word Introduction Background Introduction Ernst & Young (EY) has discontinued its appeal against the May 2014 order of Hong Kong’s Court of First Instance requiring it to hand over to the Securities and Futures Commission...
by cladmin | Aug 5, 2015 | Hong Kong Law
Download the PDF Download the Word Chronology Breaches by Nomura Hong Kong SFC Disciplinary Action Implications The Hong Kong Securities and Futures Commission (the SFC) has reprimanded and fined Nomura International (Hong Kong) Limited (Nomura Hong Kong) HK$4.5...
by cladmin | Jul 31, 2015 | Hong Kong Law
Regulatory Background The AAL Case: the Facts Relevant Provisions SFC Allegations Company Response The Securities and Futures Commission (SFC) has started proceedings for the first time for breach of listed companies’ obligation to announce inside information as...
by cladmin | Jul 24, 2015 | Hong Kong Law
Download the PDF Download the Word Scope Restrictions on Overseas Audit Firms Exemption for Hong Kong Auditors Hong Kong, Macau and Taiwanese audit firms have been exempted from new rules which prevent foreign auditors from auditing Mainland Chinese companies unless...
by cladmin | Jun 17, 2015 | Hong Kong Law
Download the PDF Download the Word Relevant Listing Rules Pre-emptive rights Disclosure requirements Public float The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance letter HKEx-GL80-151 (the Guidance Letter) providing...
by cladmin | Jun 10, 2015 | Hong Kong Law
Download the PDF Download the Word INTRODUCTION QUOTAS REGULATION GENERAL PRINCIPLES AUTHORISATION OF MAINLAND FUNDS FOR HONG KONG DISTRIBUTION AUTHORISATION OF HONG KONG FUNDS FOR MAINLAND DISTRIBUTION INTRODUCTION The much anticipated Mainland-Hong Kong Mutual...
