by cladmin | Sep 13, 2006 | Hong Kong Law
Download the Word The First Circular The Second Circular The Securities and Futures Commission (SFC) published two circulars on September 5, 2006 in relation to the Guidelines for Sponsors and Compliance Advisers (Sponsor Guidelines), which form part of the Fit and...
by cladmin | Aug 21, 2006 | Hong Kong Law
Download the Word The Hong Kong Stock Exchange (HKEx) has recently published its Guide on pre-vetting requirements for announcements (Guide) to assist listed issuers in meeting certain continuing obligations under the Listing Rules. Conveniently set out in a table,...
by cladmin | Aug 16, 2006 | Hong Kong Law
Download the Word 1. Background 2. Two-Phased Implementation 3. Timetable For Implementation 4. Publication On Websites Of Both The Exchange And The Issuer 5. Use Of HKEx-EPS 6. Deadlines For Publication On The Exchange’s Website 7. Deadlines For Publication On The...
by cladmin | Jun 14, 2006 | Hong Kong Law
Download the Word Introduction New Measure Summary Introduction The Securities and Futures Commission (“SFC”) has gazetted amendments to the relevant rules under the Securities and Futures Ordinance and to the Code of Conduct for Persons Licensed by or Registered with...
by cladmin | May 12, 2006 | Hong Kong Law
Download the Word Introduction A. Eligibility Criteria For Sponsors B. On-going obligations C. Compliance Advisers D. Independent Financial Advisers E. Transitional Arrangements F. Commission Inspections IntroductionNew eligibility criteria and on-going obligations...
by cladmin | Feb 7, 2006 | Hong Kong Law
Download the Word HKFE Announces Revised Margins for H-shares Index and Petrochina Futures Contracts The SFC published a press release on February 6, 2006 confirming its intention to proceed immediately with its proposal to set a securities collateral re-pledging...
