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SFC and HKEx Disciplinary Actions in April 2022

Hong Kong Law June 2022 PDF version Word version SFC and HKEx Disciplinary Actions in April 2022 The Hong Kong regulatory enforcement actions concluded in April 2022 included the Takeovers Executive’s public criticism of two former directors for breach of the SFC...

ETFs to be included in Hong Kong-China Stock Connect

Hong Kong Law June 2022 PDF version Word version ETFs to be included in Hong Kong-China Stock Connect On 27 May 2022, the Securities and Futures Commission of Hong Kong (the SFC) and the China Securities Regulatory Commission (the CSRC) published a joint announcement...

HKEx and SFC Disciplinary Actions in March 2022

Hong Kong Law April 2022 PDF version Word version HKEx and SFC Disciplinary Actions in March 2022 In March 2022, the Stock Exchange of Hong Kong Limited (the HKEx) announced the results of its disciplinary action against former directors of a Chapter 21-listed...

First SPAC Lists on HKEX under New SPAC Listing Regime

Hong Kong Law April 2022 PDF version Word version First SPAC Lists on HKEX under New SPAC Listing Regime The Hong Kong Stock Exchange (HKEX) listed the first special purpose acquisition company (SPAC) on its Main Board on 18 March 2022 following its introduction of a...

U.S. President Issues Executive Order on Digital Asset Regulation

Hong Kong Law March 2022 PDF version Word version U.S. President Issues Executive Order on Digital Asset Regulation On 9 March 2022, U.S. President Joseph R Biden Jr issued an Executive Order on Ensuring Responsible Development of Digital Assets1 (the Digital Asset...

Recent HKEx and SFC Disciplinary Actions

Hong Kong Law March 2022 PDF version Word version Recent HKEx and SFC Disciplinary Actions Three disciplinary actions were announced by The Stock Exchange of Hong Kong Limited (HKEx) between late January and February 2022. The disciplinary actions included the HKEx...

SFC Enforcement Actions in January and February 2022

Hong Kong Law March 2022 PDF version Word version SFC Enforcement Actions in January and February 2022 Hong Kong’s Securities and Futures Commission (SFC) brought a number of disciplinary actions for regulatory breaches in the first two months of 2022 which resulted...