by cladmin | Oct 9, 2006 | Hong Kong Law
Hong Kong Law October 2006 Word version SFC Publishes Consultation Conclusions On Possible Reforms To The Companies Ordinance Prospectus Regime Introduction Proposals That Will Be Taken Forward Proposals That Will Not Be Taken Forward Introduction The Securities and...
by cladmin | Sep 13, 2006 | Hong Kong Law
Hong Kong Law September 2006 Word version Update on New Sponsor Requirements to Take Effect on January 1, 2007 The First Circular The Second Circular The Securities and Futures Commission (SFC) published two circulars on September 5, 2006 in relation to the Guidelines...
by cladmin | Aug 21, 2006 | Hong Kong Law
Hong Kong Law August 2006 Word version HKEx Publishes Guide On Pre-Vetting Requirements For Announcements The Hong Kong Stock Exchange (HKEx) has recently published its Guide on pre-vetting requirements for announcements (Guide) to assist listed issuers in meeting...
by cladmin | Aug 16, 2006 | Hong Kong Law
Hong Kong Law August 2006 Word version Stock Exchange Publishes Conclusions On Abolition Of The Requirement For Main Board Issuers To Publish Paid Announcements In Newspapers 1. Background 2. Two-Phased Implementation 3. Timetable For Implementation 4. Publication On...
by cladmin | Jun 14, 2006 | Hong Kong Law
Hong Kong Law June 2006 Word version New Requirements For Securities Firms And New Paid-Up Share Capital Requirement For Sponsors Introduction New Measure Summary Introduction The Securities and Futures Commission (“SFC”) has gazetted amendments to the...
by cladmin | May 12, 2006 | Hong Kong Law
Hong Kong Law May 2006 Word version New Sponsor Requirements To Take Effect January 1, 2007 Introduction A. Eligibility Criteria For Sponsors B. On-going obligations C. Compliance Advisers D. Independent Financial Advisers E. Transitional Arrangements F. Commission...
