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SFC/ HKMA New Suitability Obligations for Sophisticated Professional Investors

SFC/ HKMA New Suitability Obligations for Sophisticated Professional Investors

by Alexandr Pirogov | Aug 8, 2023 | Hong Kong Law

Download the PDF Download the Word Hong Kong’s Securities and Futures Commission (the SFC) and Hong Kong Monetary Authority (the HKMA) have published a Joint Circular setting out a new streamlined approach that licensed intermediaries can adopt in complying...
HKEX Listing Rule Changes for PRC Issuers Effective 1 August 2023

HKEX Listing Rule Changes for PRC Issuers Effective 1 August 2023

by Alexandr Pirogov | Aug 4, 2023 | Hong Kong Law

Download the PDF Download the Word The Hong Kong Stock Exchange’s (HKEX) revised Listing Rules for PRC-incorporated issuers1 (PRC issuers) reflect PRC regulatory changes for PRC issuers’ offshore listings and new filing requirements for PRC issuers and...
Hong Kong Needs a Vibrant SME Fundraising Board, says SFC’s Julia Leung

Hong Kong Needs a Vibrant SME Fundraising Board, says SFC’s Julia Leung

by Alexandr Pirogov | Jul 26, 2023 | Hong Kong Law

Download the PDF Download the Word Speaking about a “Sustainable and Healthy Ecosystem for the Small-cap Stock Segment of Hong Kong Market”,1 SFC Chief Executive Officer, Ms. Julia Leung, emphasised the need for Hong Kong to develop a sustainable small-cap stock...
HKEX’s Fast Interface for New Issuance (FINI) Platform to Launch October 2023

HKEX’s Fast Interface for New Issuance (FINI) Platform to Launch October 2023

by Alexandr Pirogov | Jul 24, 2023 | Hong Kong Law

Download the PDF Download the Word The Hong Kong Exchanges and Clearing Limited (HKEX) has published the “Launch of FINI Platform” website setting out the revised HKEX Listing Rules and Guidance Materials that will take effect on the October 2023 launch of...
Charltons Responds to HKEX Consultation on Mandatory Climate Disclosures in ESG Reports

Charltons Responds to HKEX Consultation on Mandatory Climate Disclosures in ESG Reports

by Alexandr Pirogov | Jul 19, 2023 | Hong Kong Law

Download the PDF Download the Word Charltons responded on 14 July 2023 to the Hong Kong Stock Exchange’s Consultation Paper on Enhancement of Climate-related Disclosures under the Environmental, Social and Governance Framework (summarised here) which...
HKMA Urges Banks to Provide Banking Services to Virtual Asset Service Providers

HKMA Urges Banks to Provide Banking Services to Virtual Asset Service Providers

by Alexandr Pirogov | Jul 13, 2023 | Hong Kong Law

Download the PDF Download the Word In its circular promoting “Access to Banking Services for Corporate Customers” (the Circular), Hong Kong’s Monetary Authority (the HKMA) encourages banks to “support virtual asset service providers licensed and regulated by...
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