Hong Kong Law January 2021 PDF version Word version SFC consults on changes to Competency Requirements for Licensed Intermediaries and Individuals The Securities and Futures Commission of Hong Kong (SFC) published a Consultation Paper on Proposed Enhancements to the...
Hong Kong Law January 2021 PDF version Word version Charltons Responds to HKEX Consultation on Main Board Profit Requirement on behalf of 10 sponsor firms Charltons responded on 11 January 2021 to the Hong Kong Stock Exchange’s Consultation Paper: The Main Board...
Hong Kong Law January 2021 PDF version Word version SFC Takeovers Bulletin No. 55 on Takeovers Code Breaches and Regulatory Reminders The Securities and Futures Commission of Hong Kong (the “SFC”) published Takeovers Bulletin No. 55 in December 2020 (the “SFC...
Hong Kong Law December 2020 PDF version Word version SFC Consults on Investor Identification Regime and OTC Securities Transactions Reporting Regime On 4 December 2020, the Hong Kong Securities and Futures Commission (SFC) launched a consultation on proposals to...
Hong Kong Law December 2020 PDF version Word version Hong Kong Government Announces New Social Distancing Measures On 8 December 2020, the Hong Kong Government announced new social distancing measures under the Prevention and Control of Disease (Requirements and...
Hong Kong Law November 2020 PDF version Word version HKEx Consults on Proposal to Increase the Main Board Profit Requirement On 27 November 2020, the Stock Exchange of Hong Kong (HKEx) published a consultation paper outlining a proposal to increase the Main Board HKEx...
Hong Kong Law November 2020 PDF version Word version HKEx Consults on Proposal to Streamline IPO Settlement Process On 16 November 2020, the Stock Exchange of Hong Kong (HKEx) published a concept paper outlining a proposal to modernise Hong Kong’s IPO settlement...
Hong Kong Law November 2020 PDF version Word version SFC Consults on Climate-risk Requirements for Fund Managers On 29 October 2020, Hong Kong’s Securities and Futures Commission (SFC) published a consultation paper on the management and disclosure of climate-related...
Hong Kong Law November 2020 PDF version Word version FSTB Consults on Proposed Registration Regime for Dealers in Precious Metals and Stones On 3 November 2020, Hong Kong’s Financial Services and Treasury Bureau (the FSTB) published a consultation paper proposing a...
Hong Kong Law November 2020 PDF version Word version FSTB Consults on Proposed Licensing Regime for Virtual Asset Exchanges Hong Kong’s Financial Services and Treasury Bureau (the FSTB) published a consultation paper[1] proposing a new licensing regime for virtual...
