SFC Disciplinary Actions in May 2020

Newsletter Hong Kong Law June 2020 PDF version Word version SFC Disciplinary Actions in May 2020 Hong Kong’s securities regulator, the Securities and Futures Commission (SFC), continued its focus on disciplining licensed intermediaries for breaches of the Code of...

SFC Guidance for Authorised Funds amid the COVID-19 pandemic

Newsletter Hong Kong Law April 2020 PDF version Word version SFC Guidance for Authorised Funds amid the COVID-19 pandemic SFC’s Regulatory Response to COVID-19 On 21 April 2020, the Securities and Futures Commission (the SFC) published a press release[1] outlining its...

SFC Publishes Guidance to Licensed Intermediaries amid COVID-19

Newsletter Hong Kong Law April 2020 PDF version Word version SFC Publishes Guidance to Licensed Intermediaries amid COVID-19 The Securities and Futures Commission (the SFC) issued a press release[1] on 21 April 2020 outlining the measures it has implemented in...

HKEx IPO Market Q1 2020

Newsletter Hong Kong Law April 2020 PDF version Word version HKEx IPO Market Q1 2020 Despite the COVID-19 pandemic impacting global IPO markets, Hong Kong and Mainland China’s IPO markets performed well in Q1 2020, with the Shanghai Stock Exchange (SSE) claiming the...