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HKEx and SFC Disciplinary Actions June and July 2022

HKEx and SFC Disciplinary Actions June and July 2022

by Mikhail Zavalko | Aug 15, 2022 | Hong Kong Law

Hong Kong Law August 2022 PDF version Word version HKEx and SFC Disciplinary Actions June and July 2022 HKEx and SFC Disciplinary Actions June 2022 The three HKEx disciplinary actions announced by The Stock Exchange of Hong Kong Limited (the HKEx) in June 2022 were in...
Hong Kong Registration Regime for Dealers in Precious Metals and Stones to Take Effect on 1 January 2023

Hong Kong Registration Regime for Dealers in Precious Metals and Stones to Take Effect on 1 January 2023

by Mikhail Zavalko | Jul 22, 2022 | Hong Kong Law

Hong Kong Law July 2022 PDF version Word version Hong Kong Registration Regime for Dealers in Precious Metals and Stones to Take Effect on 1 January 2023 A new registration regime for dealers in precious metals and stones (DPMS) will come into effect on 1 January 2023...
HKEx and SFC Disciplinary Actions in May 2022

HKEx and SFC Disciplinary Actions in May 2022

by Mikhail Zavalko | Jul 22, 2022 | Hong Kong Law

Hong Kong Law July 2022 PDF version Word version HKEx and SFC Disciplinary Actions in May 2022 In May 2022, the Stock Exchange of Hong Kong Limited (the HKEx) published four disciplinary actions. The first HKEx disciplinary action was against Wuzhou International...
SFC Proposes Significant Amendments to SFO Enforcement Regime

SFC Proposes Significant Amendments to SFO Enforcement Regime

by Alexandr Pirogov | Jul 18, 2022 | Hong Kong Law

Hong Kong Law July 2022 PDF version Word version SFC Proposes Significant Amendments to SFO Enforcement Regime On 10 June 2022, the Securities and Futures Commission (SFC) launched a two-month consultation on proposed amendments to the enforcement-related provisions...
Hong Kong Licensing Regime for Virtual Asset Exchanges to Take Effect on 1 March 2023

Hong Kong Licensing Regime for Virtual Asset Exchanges to Take Effect on 1 March 2023

by Alexandr Pirogov | Jul 9, 2022 | Hong Kong Law

Hong Kong Law July 2022 PDF version Word version Hong Kong Licensing Regime for Virtual Asset Exchanges to Take Effect on 1 March 2023 A new licensing regime for virtual asset service providers (VASPs) will come into effect on 1 March 2023 under proposed amendments to...
ETF Trading Under Stock Connect to Commence 4 July 2022

ETF Trading Under Stock Connect to Commence 4 July 2022

by Alexandr Pirogov | Jun 30, 2022 | Hong Kong Law

Hong Kong Law June 2022 PDF version Word version ETF Trading Under Stock Connect to Commence 4 July 2022 On 28 June 2022, the Hong Kong Exchanges and Clearing Limited (HKEx) released a circular on the launch of the inclusion of Exchange Traded Funds (ETFs) in Stock...
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