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SFC and HKEx Disciplinary Actions in April 2022

SFC and HKEx Disciplinary Actions in April 2022

by Alexandr Pirogov | Jun 23, 2022 | Hong Kong Law

Hong Kong Law June 2022 PDF version Word version SFC and HKEx Disciplinary Actions in April 2022 The Hong Kong regulatory enforcement actions concluded in April 2022 included the Takeovers Executive’s public criticism of two former directors for breach of the SFC...
ETFs to be included in Hong Kong-China Stock Connect

ETFs to be included in Hong Kong-China Stock Connect

by Alexandr Pirogov | Jun 10, 2022 | Hong Kong Law

Hong Kong Law June 2022 PDF version Word version ETFs to be included in Hong Kong-China Stock Connect On 27 May 2022, the Securities and Futures Commission of Hong Kong (the SFC) and the China Securities Regulatory Commission (the CSRC) published a joint announcement...
HKEx Listing Rule Amendments reflect New SFC Code of Conduct Provisions for Issuers and Intermediaries involved in Bookbuilding and Placing Activities

HKEx Listing Rule Amendments reflect New SFC Code of Conduct Provisions for Issuers and Intermediaries involved in Bookbuilding and Placing Activities

by Alexandr Pirogov | May 3, 2022 | Hong Kong Law

Hong Kong Law May 2022 PDF version Word version HKEx Listing Rule Changes on Bookbuilding and Placing Activities On 22 April 2022, the Stock Exchange of Hong Kong (HKEx) published an Information Paper (Information Paper) outlining the amendments to the Main Board and...
SFC Releases End-To-End Test Packages and File Transfer Connectivity Guide for the Hong Kong Investor Identification Regime

SFC Releases End-To-End Test Packages and File Transfer Connectivity Guide for the Hong Kong Investor Identification Regime

by Alexandr Pirogov | Apr 28, 2022 | Hong Kong Law

Hong Kong Law April 2022 PDF version Word version SFC End-To-End Tests for Hong Kong Investor Identity Regime On 31 March 2022, the Securities and Futures Commission of Hong Kong (SFC) issued a circular regarding the mandatory end-to-end (E2E) test for systems for the...
HKEx and SFC Disciplinary Actions in March 2022

HKEx and SFC Disciplinary Actions in March 2022

by Alexandr Pirogov | Apr 21, 2022 | Hong Kong Law

Hong Kong Law April 2022 PDF version Word version HKEx and SFC Disciplinary Actions in March 2022 In March 2022, the Stock Exchange of Hong Kong Limited (the HKEx) announced the results of its disciplinary action against former directors of a Chapter 21-listed...
First SPAC Lists on HKEX under New SPAC Listing Regime

First SPAC Lists on HKEX under New SPAC Listing Regime

by Alexandr Pirogov | Apr 1, 2022 | Hong Kong Law

Hong Kong Law April 2022 PDF version Word version First SPAC Lists on HKEX under New SPAC Listing Regime The Hong Kong Stock Exchange (HKEX) listed the first special purpose acquisition company (SPAC) on its Main Board on 18 March 2022 following its introduction of a...
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