by Alexandr Pirogov | Mar 22, 2022 | Hong Kong Law
Download the PDF Download the Word On 9 March 2022, U.S. President Joseph R Biden Jr issued an Executive Order on Ensuring Responsible Development of Digital Assets1 (the Digital Asset Executive Order) initiating a comprehensive approach to...
by kunyin | Mar 8, 2022 | Hong Kong Law
Download the PDF Download the Word Three disciplinary actions were announced by The Stock Exchange of Hong Kong Limited (HKEx) between late January and February 2022. The disciplinary actions included the HKEx censuring Yihua Overseas Investment Ltd and an authorised...
by Alexandr Pirogov | Mar 3, 2022 | Hong Kong Law
Download the PDF Download the Word Hong Kong’s Securities and Futures Commission (SFC) brought a number of disciplinary actions for regulatory breaches in the first two months of 2022 which resulted in: the reprimanding of a licensed intermediary and the imposition of...
by Alexandr Pirogov | Feb 22, 2022 | Hong Kong Law
Download the PDF Download the Word On 21 February 2022, The Stock Exchange of Hong Kong Limited (the HKEx) published an updated FAQ (the Updated FAQ) on the joint statement issued by the SFC and the HKEx on 4 February 2020 on financial results...
by Alexandr Pirogov | Feb 21, 2022 | Hong Kong Law
Download the PDF Download the Word Hong Kong’s Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong (HKEX) brought a number of disciplinary actions against SFC-licensed intermediaries for regulatory breaches and against HKEX-listed companies for...
by Alexandr Pirogov | Feb 9, 2022 | Hong Kong Law
Download the PDF Download the Word The SFC/HKMA Joint circular on intermediaries’ virtual asset-related activities1 sets out updated guidance for intermediaries distributing virtual asset-related products and/or providing virtual asset dealing or advisory...
