Newsletter Hong Kong Law February 2020 PDF version Word version Latest SFC Decisions Against SFC Licensed Corporations and Unlicensed and SFC Licensed Individuals for Compliance Failures under the Securities and Futures Ordinance SFC Reported Cases for Compliance...
Newsletter Hong Kong Law February 2020 PDF version Word version Hong Kong Stock Exchange and SFC Issue a Joint Statement on Results Announcements of Listed Issuers in light of Travel Restrictions related to the Corona Virus On 4 February 2020, in light of travel...
Newsletter Hong Kong Law January 2020 PDF version Word version SFC Issues Licensing Guidance for Hong Kong Private Equity firms and Family offices On 7 January 2020, the Securities and Futures Commission (SFC) announced[1] the publication of two SFC circulars...
Newsletter Hong Kong Law January 2020 PDF version Word version HKEx Consultation Conclusions on Review of the ESG Reporting Guide and ESG Listing Rules On 18 December 2019, the Stock Exchange of Hong Kong Limited (HKEx) published its Consultation Conclusions: Review...
Newsletter Hong Kong Law January 2020 PDF version Word version SFC Publishes Consultation Paper on Amending the Regime for Open-Ended Fund Companies On 20 December 2019, the Securities and Futures Commission (SFC) announced the publication of a Consultation Paper on...
Newsletter Hong Kong Law January 2020 PDF version Word version SFC Survey on Integrating Environmental, Social and Governance Factors and Climate Risks in Asset Management The Securities and Futures Commission (SFC) has published the findings of its Survey on...
Newsletter Hong Kong Law January 2020 PDF version Word version HKEx Consults on Amendments to the Chapter 37 Professional Debt Regime On 6 December 2019, the Stock Exchange of Hong Kong Limited (HKEx) announced the publication of a Consultation Paper on proposals to...
Newsletter Hong Kong Law December 2019 PDF version Word version SFC Guidance on Disclosure by HKEx-listed Companies and to Licensed Fund Managers on Dubious Private Funds On 21 November 2019, the Securities and Futures Commission (SFC) issued a Statement on the...
Newsletter Hong Kong Law December 2019 PDF version Word version SFC Circular on Licensed Corporations’ Use of External Electronic Data Storage Licensed Corporations’ Compliance with Statutory Record-Keeping Obligations Scope of the Circular on Licensed Corporations’...
Newsletter Hong Kong Law November 2019 PDF version Word version HKEx Enhances Guidance for Overseas Listing Applicants Alternative Procedures for U.S. ‘Domestic Issuers’ that are not ‘Reporting Issuers’ Listing on HKEx Template for HKEx Acceptable Jurisdiction...
