Hong Kong Law Archives - Page 23 of 66

HKEx Amends Russia Country Guide for International Companies

Newsletter HONG KONG LAW June 2019 PDF version Word version HKEx Amends Russia Country Guide for International Companies The Hong Kong Stock Exchange (HKEx) amended its country guide for Russia in March 2019 to provide for Russian listing applicants which are...

Hong Kong SFC Issues New Guidance on Selling Complex Products

[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Hong Kong SFC Issues New Guidance on Selling Complex Products The Securities and Futures Commission (SFC) issued a Circular on 13 June 2019 informing SFC-licensed and –registered...

Hong Kong SFC Requires Enhanced Disclosure for Green or ESG Retail Funds

[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Hong Kong SFC Requires Enhanced Disclosure for Green or ESG Retail Funds 1. Background 2. Application of the Circular 3. Scheme Name 4. Disclosure requirements 5. Ongoing monitoring 6....

Hong Kong SFC Imposes HK$27 mln Fine for Sponsor Due Diligence Failures

[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Hong Kong SFC Imposes HK$27 mln Fine for Sponsor Due Diligence Failures Introduction The Facts Introduction The Securities and Futures Commission (SFC) has reprimanded and imposed fines...

HKEx to Suspend Listed Issuers for Audit Disclaimers and Adverse Opinions

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Financial Reporting Council can Access PRC Audit Working Papers

[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Financial Reporting Council can Access PRC Audit Working Papers On 22 May 2019, Hong Kong’s Financial Reporting Council (FRC) signed a Memorandum of Understanding with the Supervision and...

HKIAC Approved as Arbitration Venue for Russian Deals

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SFC Imposes Record Fines for Sponsor Failures

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First virtual banking licences issued in Hong Kong

[show_newsletter_sitepath] HONG KONG LAW April 2019 PDF version Word version First virtual banking licences issued in Hong Kong The Hong Kong Monetary Authority (HKMA) issued the first three virtual banking licences on 27 March 2019 allowing the licensees to operate...

HKEx Listing Rule Amendments Take Effect on 1 March 2019

[show_newsletter_sitepath] HONG KONG LAW April 2019 PDF version Word version HKEx Listing Rule Amendments Take Effect on 1 March 2019 Amendments to the Listing Rules of the Stock Exchange of Hong Kong Limited (HKEx) took effect on 1 March 2019 changing the documentary...