by kunyin | Sep 1, 2021 | Hong Kong Law
Download the PDF Download the Word On 17 August 2021, Hong Kong’s Securities and Futures Commission (the SFC) published its quarterly report1 for the period April to June 2021. The main highlights include: Listing and Takeovers – a total of 120 new...
by kunyin | Aug 24, 2021 | Hong Kong Law
Download the PDF Download the Word On 10 August 2021, the Hong Kong Securities and Futures Commission (“SFC”) published its Consultation Conclusions1 on its proposals to introduce (1) an investor identification regime for the Hong Kong securities market...
by kunyin | Aug 9, 2021 | Hong Kong Law
Download the PDF Download the Word On 6 July 2021, the Stock Exchange of Hong Kong (“HKEX”) published its Fast Interface for New Issuance (FINI): Concept Paper Conclusions1 (“Conclusions”) in response to its Concept Paper2 dated 16 November 2020...
by kunyin | Jul 5, 2021 | Hong Kong Law
Download the PDF Download the Word On 18 June 2021, the Securities and Futures Commission of Hong Kong (SFC) published its Consultation Conclusions on Proposed Enhancements to the Competency Framework for Intermediaries and Individual...
by kunyin | Jun 28, 2021 | Hong Kong Law
Download the PDF Download the Word On 17 June 2021, the Securities and Futures Commission (the SFC) and the Securities and Exchange Commission of Thailand (the SEC) announced that the Hong Kong-Thailand Mutual Recognition of Funds scheme (the MRF) had...
by kunyin | Jun 22, 2021 | Hong Kong Law
Download the PDF Download the Word On 21 May 2021, Hong Kong’s Financial Services and Treasury Bureau (the FSTB) published its Consultation Conclusions on legislative proposals to enhance anti-money laundering and counter-terrorist financing (AML/CTF)...
