by kunyin | Sep 1, 2021 | Hong Kong Law
Hong Kong Law September 2021 PDF version Word version SFC Publishes Q2 2021 Report On 17 August 2021, Hong Kong’s Securities and Futures Commission (the SFC) published its quarterly report1 for the period April to June 2021. The main highlights include: Listing...
by kunyin | Aug 24, 2021 | Hong Kong Law
Hong Kong Law August 2021 PDF version Word version SFC Concludes on Hong Kong Investor Identification Regime and OTC Securities Transactions Reporting Regime On 10 August 2021, the Hong Kong Securities and Futures Commission (“SFC”) published its Consultation...
by kunyin | Aug 9, 2021 | Hong Kong Law
Hong Kong Law August 2021 PDF version Word version FINI – HKEX’s New IPO Settlement Platform to Implement T+2 IPO Settlement Timetable On 6 July 2021, the Stock Exchange of Hong Kong (“HKEX”) published its Fast Interface for New Issuance (FINI): Concept...
by kunyin | Jul 5, 2021 | Hong Kong Law
Hong Kong Law July 2021 PDF version Word version SFC to Upgrade Competency Standards for Licensed Intermediaries and Individuals from 1 January 2022 On 18 June 2021, the Securities and Futures Commission of Hong Kong (SFC) published its Consultation Conclusions on...
by kunyin | Jun 28, 2021 | Hong Kong Law
Hong Kong Law June 2021 PDF version Word version Implementation of Hong Kong-Thailand Mutual Recognition of Funds Scheme On 17 June 2021, the Securities and Futures Commission (the SFC) and the Securities and Exchange Commission of Thailand (the SEC) announced that...
by kunyin | Jun 22, 2021 | Hong Kong Law
Hong Kong Law June 2021 PDF version Word version FSTB Concludes Consultation on Registration Regime for Dealers in Precious Metals and Stones On 21 May 2021, Hong Kong’s Financial Services and Treasury Bureau (the FSTB) published its Consultation Conclusions on...
