[show_newsletter_sitepath] Hong Kong Law October 2018 PDF version Word version SFC Announces Strategic Framework for Hong Kong Green Finance On 21 September 2018, the Securities and Futures Commission (SFC) published its strategic framework for developing Hong Kong...
[show_newsletter_sitepath] Hong Kong Law October 2018 PDF version Word version Listing Committee Review Structure under Consultation The Hong Kong Stock Exchange (the Exchange) is consulting the public on proposed changes to the process and structure for reviewing...
[show_newsletter_sitepath] Hong Kong Law September 2018 PDF version Word version SFC Consults on Guidelines for Securities Margin Financing Introduction The Securities and Futures Commission (the SFC) published a consultation paper[1] on 17 August 2018, proposing...
[show_newsletter_sitepath] Hong Kong Law August 2018 PDF version Word version SFC Consults on AML and CTF Guidelines On 5 July 2018, the Securities and Futures Commission (SFC) launched a Consultation Paper[1] on amendments to the Guideline on Anti-Money Laundering...
[show_newsletter_sitepath] Hong Kong Law August 2018 PDF version Word version Hong Kong Takeovers Code Amendments effective 13 July 2018 Introduction Amendments to Hong Kong’s Codes on Takeovers and Mergers and Share Buy-backs (Codes) took effect on 13 July 2018 with...
[show_newsletter_sitepath] Hong Kong Law July 2018 PDF version Word version HKEx issues Corporate Governance Code Consultation Conclusions and Guidance for Boards and Directors Introduction On 27 July 2018, the Stock Exchange of Hong Kong Limited (the Stock Exchange)...
[show_newsletter_sitepath] Hong Kong Law July 2018 PDF version Word version CCB International Capital Limited fined $24 million for sponsor due diligence failures Introduction CCB International Capital Limited (CCBIC) has been reprimanded and fined $24 million...
[show_newsletter_sitepath] Hong Kong Law July 2018 PDF version Word version New Hong Kong Stock Exchange Guidance for Listing Applicants in the Internet Technology Sector Introduction The Stock Exchange of Hong Kong Limited (the Stock Exchange or HKEx) published...
[show_newsletter_sitepath] Hong Kong Law July 2018 PDF version Word version HKEx Consults on Tightened HKEx Listing Rules on Backdoor Listings and Shell Companies 1. Introduction The Stock Exchange of Hong Kong Limited (Hong Kong Stock Exchange or HKEx) published a...
[show_newsletter_sitepath] Hong Kong Law July 2018 PDF version Word version New Open-ended Fund Company Regime Effective 30 July 2018 New Hong Kong Corporate Fund Regime to Take Effect 30 July 2018 Hong Kong’s new corporate fund regime allowing investment funds to...