Investor Compensation Regime Enhancements Proposed by the SFC

[show_newsletter_sitepath] Hong Kong Law June 2018 PDF version Word version SFC Consults on Proposed Enhancements to the Investor Compensation Regime Introduction The Securities and Futures Commission (SFC) published a Consultation on Proposed Enhancements to the...

Hong Kong Listing Rule Changes on Delisting effective 1 August

[show_newsletter_sitepath] Hong Kong Law June 2018 PDF version Word version Hong Kong Listing Rule Changes on Delisting effective 1 August A new delisting framework will take effect on 1 August 2018, subject to the legislative process, under amendments to the Main...

Virtual Bank Authorisation: HKMA Issues New Guideline

[show_newsletter_sitepath] Hong Kong Law June 2018 PDF version Word version Hong Kong issues new guideline on virtual bank authorisation The Hong Kong Monetary Authority (HKMA) published its revised Guideline on Authorization of Virtual Banks (the Guideline) on 30 May...

Securities and Futures Professional Investor Rules Amendments

[show_newsletter_sitepath] Hong Kong Law June 2018 PDF version Word version Securities and Futures (Professional Investor) Rules Amendments Targeted to Take Effect on 13 July 2018 The Securities and Futures (Professional Investor) Rules (PI Rules) will be amended to...

Corporate misconduct: SFC outlines its regulatory approach

[show_newsletter_sitepath] Hong Kong Law June 2018 PDF version Word version SFC outlines regulatory approach to corporate misconduct in latest Regulatory Bulletin The Securities and Futures Commission (SFC) outlined its proactive regulatory approach to tackling...

SFC Outlined Market Regulation Approach and fined Citigroup

[show_newsletter_sitepath] Hong Kong Law May 2018 PDF version Word version SFC Outlined Market Regulation Approach and Fined Citigroup Mr. Brian Ho of the Hong Kong Securities and Futures Commission (SFC) outlined the SFC’s approach to market regulation in a...

Hong Kong Monetary Authority to Launch Pilot Bond Grant Scheme

[show_newsletter_sitepath] Hong Kong Law May 2018 PDF version Word version Hong Kong Monetary Authority to Launch Pilot Bond Grant Scheme On 10 May 2018, the Hong Kong Monetary Authority (HKMA) issued a circular[1] setting out details of the highly anticipated...