by teddyromulo | Feb 20, 2021 | Hong Kong Law
Hong Kong Law February 2021 PDF version Word version HKEx Publishes Findings of Latest Review of Issuers’ Annual Report Disclosures On 29 January 2021, the Stock Exchange of Hong Kong (the HKEx) published its 2020 Review of Issuers’ Annual Report Disclosure. The...
by teddyromulo | Feb 11, 2021 | Hong Kong Law
Hong Kong Law February 2021 PDF version Word version SFC Consults on Proposed Code of Conduct on Hong Kong Bookbuilding and Placing Activities and Proposal on HKEx Sponsor Coupling On 8 February 2021, the Securities and Futures Commission (the SFC) published a...
by teddyromulo | Jan 19, 2021 | Hong Kong Law
Hong Kong Law January 2021 PDF version Word version SFC consults on changes to Competency Requirements for Licensed Intermediaries and Individuals The Securities and Futures Commission of Hong Kong (SFC) published a Consultation Paper on Proposed Enhancements to the...
by teddyromulo | Jan 11, 2021 | Hong Kong Law
Hong Kong Law January 2021 PDF version Word version Charltons Responds to HKEX Consultation on Main Board Profit Requirement on behalf of 10 sponsor firms Charltons responded on 11 January 2021 to the Hong Kong Stock Exchange’s Consultation Paper: The Main Board...
by teddyromulo | Jan 8, 2021 | Hong Kong Law
Hong Kong Law January 2021 PDF version Word version SFC Takeovers Bulletin No. 55 on Takeovers Code Breaches and Regulatory Reminders The Securities and Futures Commission of Hong Kong (the “SFC”) published Takeovers Bulletin No. 55 in December 2020 (the “SFC...
by teddyromulo | Dec 18, 2020 | Hong Kong Law
Hong Kong Law December 2020 PDF version Word version SFC Consults on Investor Identification Regime and OTC Securities Transactions Reporting Regime On 4 December 2020, the Hong Kong Securities and Futures Commission (SFC) launched a consultation on proposals to...
