BVI Beneficial Ownership Secure Search System Act 2017

[show_newsletter_sitepath] Hong Kong Law July 2017 PDF version Word version BVI Beneficial Ownership Secure Search System Act 2017 Establishment of Beneficial Ownership Secure Search System Beneficial Owners Exempt Person Registrable Legal Entities Duty of registered...

SFC clarifies Requirements for Asset Management Activity

[show_newsletter_sitepath] Hong Kong Law July 2017 PDF version Word version SFC clarifies Requirements for Asset Management Activity Introduction Competence requirements for corporations Competence requirements for ROsRelevant industry experienceLocal regulatory...

SFC Circular on Responsible Officers and Substantial Shareholders

[show_newsletter_sitepath] Hong Kong Law June 2017 PDF version Word version SFC Circular on Responsible Officers and Substantial Shareholders The Securities and Futures Commission (SFC) has issued a circular to licensed corporations on responsible officers and...

Changes to the GEM Rules and Main Board Rules Proposed by the HKEx

[show_newsletter_sitepath] Hong Kong Law June 2017 PDF version Word version Changes to the GEM Rules and Main Board Rules Proposed by the HKEx Introduction The Stock Exchange of Hong Kong (the Exchange) published a Consultation Paper on the Review of the Growth...

SFC Issues Statement on Listing of Infrastructure Project Companies

[show_newsletter_sitepath] Hong Kong Law June 2017 PDF version Word version SFC Issues Statement on Listing of Infrastructure Project Companies On 11 April 2017, the Securities and Futures Commission (SFC) issued a statement1 which sets out factors the SFC will take...

HKEx Consults on Proposed New Board for New Economy Companies

[show_newsletter_sitepath] Hong Kong Law June 2017 PDF version Word version HKEx Consults on Proposed New Board for New Economy Companies On 16 June 2017, the Hong Kong Stock Exchange (the Exchange) published its New Board Concept Paper setting out proposals for the...

Mainland-Hong Kong Bond Market Connect to be Established

[show_newsletter_sitepath] Hong Kong Law June 2017 PDF version Word version Mainland-Hong Kong Bond Market Connect to be Established On May 16, 2017, the People’s Bank of China and the Hong Kong Monetary Authority made a joint announcement approving the China...

SFC Authorisation for Leveraged and Inverse Products

[show_newsletter_sitepath] Hong Kong Law June 2017 PDF version Word version SFC Requirements for Authorising Leveraged and Inverse Products for Public Offering Introduction to Leveraged and Inverse Products Leveraged and inverse products structured as Exchange Traded...