[show_newsletter_sitepath] Hong Kong Law May 2017 PDF version Word version Backdoor Licensing, Managers-In-Charge of Core Functions and the Legal Liabilities of Senior Management According to the Securities and Futures Commission (the SFC), purchasers who are willing...
[show_newsletter_sitepath] Hong Kong Law April 2017 PDF version Word version SFC Publishes Statement on Recent GEM Listing Applications and the Requirement for an Open Market Introduction On 13 March 2017, the Securities and Futures Commission (the SFC) issued a...
[show_newsletter_sitepath] Hong Kong Law March 2017 PDF version Word version SFC Publishes Consultation on Amendments to the Professional Investor Rules Introduction The Securities and Futures Commission (SFC) published a Consultation Paper on the Proposed Amendments...
[show_newsletter_sitepath] Hong Kong Law March 2017 PDF version Word version European Chamber of Commerce Publishes Position Paper on Hong Kong Fintech On 20 March 2017, the Financial Services Business Council (FSBC) of the European Chamber of Commerce released its...
[show_newsletter_sitepath] Hong Kong Law February 2017 PDF version Word version SFC and HKEX Impose New Requirements for Listing Applicants, Sponsors, Underwriters and Placing Agents of GEM IPOs Introduction On 20 January 2017, the Securities and Futures Commission...
[show_newsletter_sitepath] Hong Kong Law January 2017 PDF version Word version Hong Kong is World’s Top IPO Fundraising Market in 2016 while Listed Debt Turnover Rises 126 percent on 2015 Equity Market Despite dropping to an eight-year low in total funds raised,...
[show_newsletter_sitepath] Hong Kong Law January 2017 PDF version Word version SFC Issues New Guidance on Licensed Intermediaries’ Suitability Obligations Introduction The Securities and Futures Commission of Hong Kong (the SFC) has issued new guidance to...
[show_newsletter_sitepath] Hong Kong Law January 2017 PDF version Word version New SFC Measures to Increase the Accountability of Licensed Corporations’ Senior Management 1. Introduction The Securities and Futures Commission (SFC) issued a circular1 to licensed...
[show_newsletter_sitepath] Hong Kong Law December 2016 PDF version Word version SFC Consults on Proposals to Tighten Regulation of Fund Managers and Point-of-sale Disclosure Introduction The Securities and Futures Commission (SFC) is consulting on proposals to tighten...
[show_newsletter_sitepath] Hong Kong Law December 2016 PDF version Word version HKEX Issues Guidance on “Ownership and Control” Requirement for Listing Applicants and Issues Relevant to Controlling Shareholders (HKEx-GL89-16) Introduction The Hong Kong...
