Newsletter Hong Kong Law August 2015 PDF version Word version Exchange Publishes Guidance on Mixed Media Offers Background Relevant Listing Rules Guidance on MMOs Conditions for MMOs Relevant Condition Template Documents FAQ Series 13: For Investors FAQ Series 13: For...
Newsletter Hong Kong Law August 2015 PDF version Word version Ernst & Young Discontinues Appeal over Producing Chinese Audit Working Papers to SFC Introduction Background Introduction Ernst & Young (EY) has discontinued its appeal against the May 2014 order of...
Newsletter Hong Kong Law August 2015 PDF version Word version SFC Fines Licensed Entity HK$4.5 million for Delay in Reporting Trader’s Misconduct Chronology Breaches by Nomura Hong Kong SFC Disciplinary Action Implications The Hong Kong Securities and Futures...
Newsletter Hong Kong Law July 2015 PDF version Word version SFC Brings First Action for Breach of Listed Companies’ Obligation to Disclose Inside Information under Part XIVA Securities and Futures Ordinance Regulatory Background The AAL Case: the Facts Relevant...
Newsletter Hong Kong Law July 2015 PDF version Word version Hong Kong Accountants’ Exemption from Restrictions on Foreign Accountants Auditing Chinese Companies Listing Offshore Scope Restrictions on Overseas Audit Firms Exemption for Hong Kong Auditors Hong...
Newsletter Hong Kong Law June 2015 PDF version Word version Exchange Publishes Guidance on Issue of Convertible Securities by Listed Issuers Relevant Listing Rules Pre-emptive rights Disclosure requirements Public float The Stock Exchange of Hong Kong Limited (the...
Newsletter Hong Kong Law June 2015 PDF version Word version Mainland-Hong Kong Mutual Recognition of Funds Initiative to Launch on 1 July 2015 INTRODUCTION QUOTAS REGULATION GENERAL PRINCIPLES AUTHORISATION OF MAINLAND FUNDS FOR HONG KONG DISTRIBUTION AUTHORISATION OF...
Newsletter Hong Kong Law May 2015 PDF version Word version SFC Publishes Update on Intermediaries’ KYC and Account Opening Obligations Certification Process Accuracy of Client Information The Hong Kong Securities and Futures Commission (SFC) has published a...
Newsletter Hong Kong Law May 2015 PDF version Word version Hong Kong Listing Rule Amendments to Reflect New Financial Information Disclosure and Other Requirements INTRODUCTION Changes relating to Financial Information Disclosure Changes not relating to Financial...
Newsletter Hong Kong Law May 2015 PDF version Word version Hong Kong Stock Exchange 2015 Listing Decisions: Regulatory Breaches Impact Cash Flow Calculation and Controlling Shareholders’ Post-IPO Lock-up Explained INTRODUCTION HKEx LISTING DECISION LD85-2015...
