by teddyromulo | Feb 21, 2020 | Hong Kong Law
Newsletter Hong Kong Law February 2020 PDF version Word version SFC Bulletin gives Update on SFC’s Front-loaded Regulatory Approach On 7th February 2020, the Securities and Futures Commission (SFC) published its SFC Regulatory Bulletin (Issue No. 4) to provide an...
by teddyromulo | Feb 19, 2020 | Hong Kong Law
Newsletter Hong Kong Law February 2020 PDF version Word version HKEx Publishes Consultation Paper on Corporate WVR Beneficiaries On 31 January 2020, HKEx announced the publication of its Consultation Paper on Corporate WVR Beneficiaries,[1] seeking feedback on a...
by teddyromulo | Feb 18, 2020 | Hong Kong Law
Newsletter Hong Kong Law February 2020 PDF version Word version Latest SFC Decisions Against SFC Licensed Corporations and Unlicensed and SFC Licensed Individuals for Compliance Failures under the Securities and Futures Ordinance SFC Reported Cases for Compliance...
by teddyromulo | Feb 14, 2020 | Hong Kong Law
Newsletter Hong Kong Law February 2020 PDF version Word version Hong Kong Stock Exchange and SFC Issue a Joint Statement on Results Announcements of Listed Issuers in light of Travel Restrictions related to the Corona Virus On 4 February 2020, in light of travel...
by teddyromulo | Jan 24, 2020 | Hong Kong Law
Newsletter Hong Kong Law January 2020 PDF version Word version SFC Issues Licensing Guidance for Hong Kong Private Equity firms and Family offices On 7 January 2020, the Securities and Futures Commission (SFC) announced[1] the publication of two SFC circulars...
by teddyromulo | Jan 20, 2020 | Hong Kong Law
Newsletter Hong Kong Law January 2020 PDF version Word version HKEx Consultation Conclusions on Review of the ESG Reporting Guide and ESG Listing Rules On 18 December 2019, the Stock Exchange of Hong Kong Limited (HKEx) published its Consultation Conclusions: Review...
