by teddyromulo | Feb 21, 2020 | Hong Kong Law
Download the PDF Download the Word On 7th February 2020, the Securities and Futures Commission (SFC) published its SFC Regulatory Bulletin (Issue No. 4) to provide an update on its front-loaded approach to regulating market quality and corporate...
by teddyromulo | Feb 19, 2020 | Hong Kong Law
Download the PDF Download the Word On 31 January 2020, HKEx announced the publication of its Consultation Paper on Corporate WVR Beneficiaries,[1] seeking feedback on a proposal to allow corporate entities to benefit from weighted voting rights...
by teddyromulo | Feb 18, 2020 | Hong Kong Law
Download the PDF Download the Word SFC Reported Cases for Compliance Failures under the Securities and Futures Ordinance: mid-December 2019 to mid-February 2020 The SFC has published updates on over ten disciplinary actions and related prosecutions between 17 December...
by teddyromulo | Feb 14, 2020 | Hong Kong Law
Download the PDF Download the Word On 4 February 2020, in light of travel restrictions that have arisen in response to the outbreak of the corona virus, the Securities and Futures Commission (the SFC) and The Stock Exchange of Hong Kong Limited (the HKEx)...
by teddyromulo | Jan 24, 2020 | Hong Kong Law
Download the PDF Download the Word On 7 January 2020, the Securities and Futures Commission (SFC) announced[1] the publication of two SFC circulars providing guidance on the SFC licensing obligations of private equity firms (Hong Kong private equity firms)...
by teddyromulo | Jan 20, 2020 | Hong Kong Law
Download the PDF Download the Word On 18 December 2019, the Stock Exchange of Hong Kong Limited (HKEx) published its Consultation Conclusions: Review of the Environmental, Social and Governance Reporting Guide and Related Listing Rules with respect to its...
