by teddyromulo | Jan 16, 2020 | Hong Kong Law
Newsletter Hong Kong Law January 2020 PDF version Word version SFC Publishes Consultation Paper on Amending the Regime for Open-Ended Fund Companies On 20 December 2019, the Securities and Futures Commission (SFC) announced the publication of a Consultation Paper on...
by teddyromulo | Jan 6, 2020 | Hong Kong Law
Newsletter Hong Kong Law January 2020 PDF version Word version SFC Survey on Integrating Environmental, Social and Governance Factors and Climate Risks in Asset Management The Securities and Futures Commission (SFC) has published the findings of its Survey on...
by teddyromulo | Jan 2, 2020 | Hong Kong Law
Newsletter Hong Kong Law January 2020 PDF version Word version HKEx Consults on Amendments to the Chapter 37 Professional Debt Regime On 6 December 2019, the Stock Exchange of Hong Kong Limited (HKEx) announced the publication of a Consultation Paper on proposals to...
by teddyromulo | Dec 10, 2019 | Hong Kong Law
Newsletter Hong Kong Law December 2019 PDF version Word version SFC Guidance on Disclosure by HKEx-listed Companies and to Licensed Fund Managers on Dubious Private Funds On 21 November 2019, the Securities and Futures Commission (SFC) issued a Statement on the...
by teddyromulo | Dec 4, 2019 | Hong Kong Law
Newsletter Hong Kong Law December 2019 PDF version Word version SFC Circular on Licensed Corporations’ Use of External Electronic Data Storage Licensed Corporations’ Compliance with Statutory Record-Keeping Obligations Scope of the Circular on Licensed Corporations’...
by teddyromulo | Nov 27, 2019 | Hong Kong Law
Newsletter Hong Kong Law November 2019 PDF version Word version HKEx Enhances Guidance for Overseas Listing Applicants Alternative Procedures for U.S. ‘Domestic Issuers’ that are not ‘Reporting Issuers’ Listing on HKEx Template for HKEx Acceptable Jurisdiction...
