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HKEx Report on the CES HK Biotechnology Index

HKEx Report on the CES HK Biotechnology Index

by teddyromulo | Aug 1, 2019 | Hong Kong Law

Download the PDF Download the Word The Stock Exchange of Hong Kong (HKEx) published a Research Report: Investment Benchmark for Asia’s Biotechnology Sector: CES HK Biotechnology Index in May 2019 highlighting HKEx’s role in financing China’s...
Onboarding Clients Online: Changes to SFC’s Code of Conduct Para 5.1

Onboarding Clients Online: Changes to SFC’s Code of Conduct Para 5.1

by teddyromulo | Jul 26, 2019 | Hong Kong Law

Download the PDF Download the Word The remote onboarding of clients by SFC licensed intermediaries is facilitated by amendments to paragraph 5.1 of the Securities and Futures Commission’s (SFC) Code of Conduct for Persons Licensed by or Registered with the SFC (SFC...
New HKEx Listing Decision Review Structure and Appointment of First Listing Review Committee

New HKEx Listing Decision Review Structure and Appointment of First Listing Review Committee

by teddyromulo | Jul 22, 2019 | Hong Kong Law

Download the PDF Download the Word The Stock Exchange of Hong Kong Limited (HKEx) has announced the names of members of its new Listing Review Committee, which is the sole review body for decisions of HKEx’s independent Listing Committee as of 6 July...
SFC Reminds Listed Companies of Duties on Corporate Acquisitions and Disposals

SFC Reminds Listed Companies of Duties on Corporate Acquisitions and Disposals

by teddyromulo | Jul 19, 2019 | Hong Kong Law

Download the PDF Download the Word Introduction The Securities and Futures Commission (SFC) issued a reminder to the directors of HKEx-listed companies and their advisers of their statutory and legal duties when evaluating and approving corporate/business acquisitions...
HKEx Amends Russia Country Guide for International Companies

HKEx Amends Russia Country Guide for International Companies

by teddyromulo | Jun 28, 2019 | Hong Kong Law

Download the PDF Download the Word The Hong Kong Stock Exchange (HKEx) amended its country guide for Russia in March 2019 to provide for Russian listing applicants which are “international companies” under Russian law.  The crucial difference between Russian...
Hong Kong SFC Issues New Guidance on Selling Complex Products

Hong Kong SFC Issues New Guidance on Selling Complex Products

by teddyromulo | Jun 26, 2019 | Hong Kong Law

Download the PDF Download the Word The Securities and Futures Commission (SFC) issued a Circular on 13 June 2019 informing SFC-licensed and –registered intermediaries of new Frequently Asked Questions (FAQS) setting out further guidance...
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